Thomas Anthony Ochinero

Current Employers

Lpl Financial Llc

1055 Lpl Way, Fort Mill, SC 29715 • United States

Current Registrations

Authority	Category	Status	Date
CA	RA	APPROVED	2025-09-03

CA RA
APPROVED

Since 2025-09-03

Branch Locations

4707 Executive Dr, San Diego, CA 92121-3091 • United States

368 E Yosemite Ave Suite 200, Merced, CA 95340 • United States

368 E Yosemite Ave Ste 200, Merced, CA 95340 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

Regulatory action No
Criminal No
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint No
Termination No

Employment History

Organization	City	State	From	To
Ubs Financial Services Inc.	Merced	CA	12/2019	09/2025
Madera Unified School District	Madera	CA	08/2015	12/2017
California State University, Fresno	Fresno	CA	08/2016	05/2018
Unemployed	Madera	CA	06/2018	11/2019
Lpl Financial Llc	Merced	CA	09/2025	Present

12/2019 → 09/2025

Ubs Financial Services Inc.

Merced, CA
08/2015 → 12/2017

Madera Unified School District

Madera, CA
08/2016 → 05/2018

California State University, Fresno

Fresno, CA
06/2018 → 11/2019

Unemployed

Madera, CA
09/2025 → Present

Lpl Financial Llc

Merced, CA

Previous Registrations

2020-09-16 → 2025-09-15

Ubs Financial Services Inc.

Merced, CA

Other Businesses

1. 08/2025 - Decorum Wealth Management - DBA for LPL Business (entity for LPL business) - Investment related - 160 Hrs/Mth - 40 Hrs During Trading - At Reported Business Location(s) - OBA start date: 09/03/2025

Exams

Code	Exam	Date
S66	Uniform Combined State Law Examination	2020-09-16

S66 Uniform Combined State Law Examination

2020-09-16

View on SEC IAPD

Current Employers

Lpl Financial Llc

Disclosures

Employment History

Previous Registrations

Other Businesses

Exams

Other Firms

Other Investors

Other Offices

Reviews