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777 E. Wisconsin Avenue, Milwaukee, WI 53202-5391 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| FL | RA | APPROVED | 2024-04-19 |
| TX | RA | APPROVED | 2021-06-11 |
| KY | RA | APPROVED | 2020-05-11 |
Branch Locations
100 W Main St Suite 500, Lexington, KY 40507 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Baird | Lexington | KY | 11/2019 | Present |
| Kentucky Science And Technology Corporation | Lexington | KY | 01/2018 | 10/2019 |
| Commonwealth Of Kentucky | Frankfort | KY | 11/2015 | 12/2017 |
Name/Address: Medina Royalty Partners II, LLC 8849 Larston St Houston TX 77055 Start Date: 1/3/23 Hours Spent: 0-2 hours/month Hours Spent During Trading: 0-1 hours/month Role/Responsibility: LLC Partner Investment Related Name/Address: Asbury Theological Seminary 204 N Lexington Ave Wilmore KY 40390 Start Date: 11/25/15 Hours Spent: 0-3 hours/month Hours Spent During Trading: 0-3 hours/month Role/Responsibility: Board Member; Finance Committee Investment Related Name/Address: Ditto Tours 136 Cherokee Park Lexington KY 40503 Start Date: 10/23/18 Hours Spent: 0-2 hours/month Hours Spent During Trading: 0-1 hours/month Role/Responsibility: Owner Non Investment Related Name/Address: Minor Creek George, LLC 2109 Bridgeport Circle Lexington KY 40502 Start Date: 4/15/13 Hours Spent: 0-2 hours/month Hours Spent During Trading: 0-1 hours/month Role/Responsibility: LLC Owner/Member Non Investment Related Name/Address: Colonial Corner, LLC 2109 Bridgeport Circle Lexington KY 40502 Start Date: 12/1/10 Hours Spent: 0-2 hours/month Hours Spent During Trading: 0-1 hours/month Role/Responsibility: LLC Owner/Member Non Investment Related
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2020-05-08 |
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