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8475 W. Sunset Road, Suite 101, Las Vegas, NV 89113 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| AZ | RA | APPROVED | 2023-05-03 |
Branch Locations
7333 E. Doubletree Ranch Suite D200, Scottsdale, AZ 85258 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Isle Surf And Sup | National City | CA | 07/2016 | 09/2016 |
| L'AUberge Del Mar | Del Mar | CA | 09/2016 | 10/2019 |
| Lpl Financial | Prescott | AZ | 01/2020 | 04/2021 |
| Principal Life Insurance Company | Phoenix | AZ | 04/2021 | 05/2023 |
| Principal Securities Inc | Phoenix | AZ | 04/2021 | 05/2023 |
| Sagepoint Financial, Inc. | Scottsdale | AZ | 05/2023 | 09/2023 |
| The Ameriflex Group | Las Vegas | NV | 05/2023 | Present |
| Osaic Wealth, Inc. | Scottsdale | AZ | 09/2023 | 06/2025 |
| Cambridge Investment Research, Inc. | Fairfield | IA | 06/2025 | Present |
1) WINSTON WARING, 7702 E Doubletree Ranch Rd, Suite 300, Scottsdale AZ 85258-2129, 07/2025, Agent, Insurance/Benefits/Human Resources, NIR, 12 HR/MO, 12 HR/MO TRADING.
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2020-10-21 |
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