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270 Park Avenue, New York, NY 10017 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| CO | RA | APPROVED | 2025-05-22 |
Branch Locations
888 Colorado Blvd, Denver, CO 80206 • United States
2696 S. Colorado Blvd., Denver, CO 80222 • United States
3300 Colorado Blvd., Denver, CO 80205 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Cambridge Investment Research, Inc. | Fairfield | IA | 11/2019 | 01/2022 |
| Black Ranger Software | Pflugerville | TX | 02/2019 | 11/2019 |
| Think Pretty Cosmetics Llc | Cedar Park | TX | 08/2019 | 04/2024 |
| Colorado Cleaning Company Llc | Vail | CO | 08/2017 | 03/2018 |
| Colorado State University | Fort Collins | CO | 08/2015 | 05/2017 |
| Unemployed | Edwards | CO | 06/2017 | 08/2017 |
| Dependable Family Home Care | Aurora | CO | 04/2018 | 09/2018 |
| Unemployed | Austin | TX | 10/2018 | 02/2019 |
| Wells Fargo Bank, Na | Englewood | CO | 03/2022 | 05/2025 |
| Wells Fargo Clearing Services, Llc | Englewood | CO | 03/2022 | 05/2025 |
| Capital Advisors | Fairfield | IA | 11/2019 | 01/2022 |
| J.P. Morgan Securities Llc | Denver | CO | 05/2025 | Present |
| Jpmorgan Chase Bank, N.A. | Denver | CO | 05/2025 | Present |
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2020-11-25 |
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