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Current Employers
Merrill Lynch, Pierce, Fenner & Smith Incorporated

One Bryant Park, New York, NY 10036 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED 2021-08-02
MO RA APPROVED 2021-01-07
  • TX RA
    APPROVED
    Since 2021-08-02
  • MO RA
    APPROVED
    Since 2021-01-07

Branch Locations

7676 Forsyth Blvd, Clayton, MO 63105 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Merrill Lynch, Pierce, Fenner & Smith Incorporated Clayton MO 11/2019 Present
Heartland Coca-Cola Saint Charles MO 03/2017 11/2019
Coca-Cola Refreshments Saint Charles MO 09/2014 03/2017
Bank Of America, N.A. Clayton MO 01/2020 Present
  • 11/2019 → Present
    Clayton, MO
  • 03/2017 → 11/2019
    Heartland Coca-Cola
    Saint Charles, MO
  • 09/2014 → 03/2017
    Coca-Cola Refreshments
    Saint Charles, MO
  • 01/2020 → Present
    Bank Of America, N.A.
    Clayton, MO
Other Businesses

I*5551269Entity Type: Entity For ProfitName of OBA: Seylah HomesAddress: St. Charles, Missouri, 63301Investment Related: NoPosition, Title, Association: General Partner/Managing Member,Consultant/Independent ContractorEmployee Start Date: 08/28/2026Number of Hours: 10, WeeklyNumber of Hours during trading: 0, WeeklyDuties: Home Renovations, Flipping Homes physical labor and creative design

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2021-01-04
  • S66 Uniform Combined State Law Examination
    2021-01-04

View on SEC IAPD

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