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9870 Research Drive, Irvine, CA 92618 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| CA | RA | APPROVED | 2026-08-05 |
Branch Locations
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Loyola Marymount University | Los Angeles | CA | 08/2014 | 05/2018 |
| University Of California Los Angeles | Los Angeles | CA | 09/2018 | 06/2019 |
| Everybusiness Hr Essentials | Santa Fe Springs | CA | 10/2018 | 12/2018 |
| Ft3 Tactical | Stanton | CA | 05/2015 | 03/2017 |
| Unemployed | Huntington Beach | CA | 06/2019 | 06/2022 |
| Unemployed | Huntington Beach | CA | 03/2017 | 10/2018 |
| Northwestern Mutual Life Insurance Company | Milwaukee | WI | 12/2019 | 02/2021 |
| Northwestern Mutual Investment Services Llc | Irvine | CA | 07/2020 | 06/2022 |
| Cambridge Investment Research Inc. | Fairfield | IA | 06/2022 | Present |
| Cooper Mcmanus Wealth Management | Irvine | CA | 03/2023 | Present |
1. ARON WONG, 9870 Research Drive, Irvine CA 92618, United States, 12/03/2019, Insurance Agent, Insurance/Benefits/Human Resources, NIR, 0 HR/MO - 0 HR/MO TRADING. 2. COOPER FINANCIAL GROUP, 9870 Research Drive, Irvine CA 92618, United States, 11/14/2023, W2 Employee, Paraplanning INV REL, 170 HR/MO - 100 HR/MO TRADING 3. PROVIDENT CAPITAL ADVISORS, 9870 Research Drive, Irvine CA 92618, United States, 11/14/2023, Paraplanner, INV REL, 30 HR/MO - 15 HR/MO TRADING
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2025-10-21 |
| S63 | Uniform Securities Agent State Law Examination | 2021-01-14 |
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