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4208 Six Forks Rd Suite 1700, Raleigh, NC 27609 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| PA | RA | APPROVED | 2015-09-15 |
Branch Locations
600 Hamilton Street Suite 900, Allentown, PA 18101 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| M Holdings Securities, Inc. | Portland | OR | 04/2005 | Present |
| Capfinancial Partners, Llc (Captrust) | Raleigh | NC | 08/2015 | Present |
1) CAROL CIOTTA IRREVOCABLE TRUST; 164 Kingsbury Court, Nazareth, NY 18064; Trustee; Investment Related; Trustee; 08/17/2020; 1 hr/month; 1 hr/month during trading hours. 2) TARA M SMITH DESENDANTS TRUST; 164 Kingsbury Court, Nazareth, NY 18064; Trust; Investment Related; Co-Trustee; 08/17/2020; 1 hr/month; 1 hr/month during trading hours.
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2007-06-05 |
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