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Current Employers
Lpl Financial Llc

1055 Lpl Way, Fort Mill, SC 29715 • United States

Current Registrations

AuthorityCategoryStatusDate
CT RA APPROVED 2024-05-15
TX RA APPROVED 2024-05-15
  • CT RA
    APPROVED
    Since 2024-05-15
  • TX RA
    APPROVED
    Since 2024-05-15

Branch Locations

4707 Executive Dr, San Diego, CA 92121-3091 • United States

2189 Silas Deane Hwy. Suite 14, Rocky Hill, CT 06067 • United States

2189 Silas Deane Hwy. Suite 14, Rocky Hill, CT 06067 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Merrill Lynch, Pierce, Fenner & Smith Incorporated Hartford CT 11/2019 12/2022
Reborn Cabinets Anahiem CA 02/2016 03/2018
Care Free Home Pros Avon CT 03/2018 07/2018
Total Mechanical Systems Plainville CT 07/2018 02/2019
Unemployed West Hartford CT 03/2019 10/2019
Bank Of America, N.A Hartford CT 11/2019 12/2022
J.P. Morgan Securities Llc Avon CT 12/2022 05/2024
Jpmorgan Chase Bank, N.A. Avon CT 12/2022 05/2024
Lpl Financial Llc Rocky Hill CT 05/2024 Present
  • 11/2019 → 12/2022
    Hartford, CT
  • 02/2016 → 03/2018
    Reborn Cabinets
    Anahiem, CA
  • 03/2018 → 07/2018
    Care Free Home Pros
    Avon, CT
  • 07/2018 → 02/2019
    Total Mechanical Systems
    Plainville, CT
  • 03/2019 → 10/2019
    Unemployed
    West Hartford, CT
  • 11/2019 → 12/2022
    Bank Of America, N.A
    Hartford, CT
  • 12/2022 → 05/2024
    Avon, CT
  • 12/2022 → 05/2024
    Jpmorgan Chase Bank, N.A.
    Avon, CT
  • 05/2024 → Present
    Rocky Hill, CT
Previous Registrations
Other Businesses

1) 05/02/2024 - WealthWise Capital Management Gandolfini, Rabassa & associates - DBA for LPL Business (entity for LPL business) - Investment related - At reported business location(s) - 160 Hours per month.

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2020-03-06
  • S66 Uniform Combined State Law Examination
    2020-03-06
Other Names
  • Mike Gandolfini
  • Michael Gandolfini
  • Michael A Gandolfini
  • Mike A Gandolfini

View on SEC IAPD

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