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Current Employers
Merrill Lynch, Pierce, Fenner & Smith Incorporated

One Bryant Park, New York, NY 10036 • United States

Current Registrations

AuthorityCategoryStatusDate
MD RA APPROVED 2020-09-01
TX RA APPROVED 2020-09-01
  • MD RA
    APPROVED
    Since 2020-09-01
  • TX RA
    APPROVED
    Since 2020-09-01

Branch Locations

11333 Mccormick Rd Ci Client Services, Hunt Valley, MD 21031 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Merrill Lynch, Pierce, Fenner & Smith Incorporated Hunt Valley MD 11/2019 Present
Unemployed Windsor Mill MD 06/2019 11/2019
Verizon Wireless Hanover MD 05/2014 06/2019
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2020-08-28
  • S66 Uniform Combined State Law Examination
    2020-08-28

View on SEC IAPD

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