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210 Jones St Ste. 104, Dubuque, IA 52001 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| IA | RA | APPROVED | 2019-11-11 |
Branch Locations
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Hk Financial Services, Inc. | Dubuque | IA | 10/2019 | Present |
| Williams & Company, Pc | Spencer | IA | 01/2002 | Present |
1)I am an Accountant with Williams & Company, P.C., a regional CPA firm. I am located at 203 North Grand Avenue, Spencer, IA 51301. I have been with the CPA firm since 01/2002. I work approximately 160 hours a month. I provide services that are typical of public accounting, including tax return preparation, consulting, and bookkeeping to a variety of different clients and businesses. Most of my work is during securities trading hours. My employment is not securities-related or investment-related. 2) HARRIS-LAKE PARK CSD POSITION: School Board President NATURE: school board president with check signing authority, although not sole signing authority INVESTMENT RELATED: No NUMBER OF HOURS: 3 SECURITIES TRADING HOURS: 0 START DATE: 07/15/2024 ADDRESS: 905 South Market St, Lake Park IA 51347, United States DESCRIPTION: school board president
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2019-10-24 |
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