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Current Employers
Raymond James Financial Services Advisors, Inc

880 Carillon Parkway, Saint Petersburg, FL 33716 • United States

Current Registrations

AuthorityCategoryStatusDate
NC RA APPROVED 2020-12-01
  • NC RA
    APPROVED
    Since 2020-12-01

Branch Locations

707 Green Valley Road Fl 1, Greensboro, NC 27408 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Wachovia Bank, N.A. Charlotte NC 06/2004 12/2020
Wells Fargo Advisors Llc High Point NC 05/2009 11/2016
Wells Fargo Clearing Services, Llc High Point NC 11/2016 12/2020
Raymond James Financial Services, Inc Greensboro NC 12/2020 Present
Raymond James Financial Services Advisors, Inc Greensboro NC 12/2020 Present
Pinnacle Asset Management Greensboro NC 12/2020 Present
Pinnacle Financial Partners/Pinnacle Bank Greensboro NC 12/2020 Present
Capstone Investment Partners Greensboro NC 12/2020 Present
  • 06/2004 → 12/2020
    Wachovia Bank, N.A.
    Charlotte, NC
  • 05/2009 → 11/2016
    Wells Fargo Advisors Llc
    High Point, NC
  • 11/2016 → 12/2020
    High Point, NC
  • 12/2020 → Present
    Raymond James Financial Services, Inc
    Greensboro, NC
  • 12/2020 → Present
    Greensboro, NC
  • 12/2020 → Present
    Pinnacle Asset Management
    Greensboro, NC
  • 12/2020 → Present
    Pinnacle Financial Partners/Pinnacle Bank
    Greensboro, NC
  • 12/2020 → Present
    Capstone Investment Partners
    Greensboro, NC
Previous Registrations
  • 2006-09-06 → 2020-12-08
    Salisbury, NC
    High Point, NC
    Salisbury, NC
    Greensboro, NC
    Salisbury, NC
    Winston Salem, NC
    Greensboro, NC
    Greensboro, NC
    Eden, NC
    Greensboro, NC
    Reidsville, NC
Other Businesses

(1)Name of Business: Capstone Investment Partners Address: 707 Green Valley Rd Fl 1, Greensboro, NC, 27408-7019, United States Activity Type: Support Company - Non Owner Position/Title: Associate/Employee Investment Related: No Start Date: 12/01/2020 Hours per month devoted to this business: 81+ Hours per month devoted to this business during trading hours: 41+ Description of duties: Provide financial advice for clients through retirement planning and asset management services. (2)Name of Business: Pinnacle Asset Management Address: 707 Green Valley Rd, Greensboro, NC, 27408, United States Activity Type: Support Company - Non Owner Position/Title: Associate/Employee Investment Related: No Start Date: 12/01/2020 Hours per month devoted to this business: 81+ Hours per month devoted to this business during trading hours: 41+ Description of duties: provide wealth management services to clients and prospects

Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2006-08-31
S63 Uniform Securities Agent State Law Examination 2005-07-22
  • S65 Uniform Investment Adviser Law Examination
    2006-08-31
  • S63 Uniform Securities Agent State Law Examination
    2005-07-22
Other Names
  • Jeff Scott Chesson
  • Jeff Chesson

View on SEC IAPD

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