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Inactive

Saxon Swindler

Whipplewood Advisors, LLC

Littleton, CO

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Current Employers
Whipplewood Advisors, Llc

11852 Shaffer Drive Building B, Littleton, CO 80127 • United States

Current Registrations

AuthorityCategoryStatusDate
CO RA APPROVED 2024-04-02
  • CO RA
    APPROVED
    Since 2024-04-02

Branch Locations

11852 Shaffer Drive Building B, Littleton, CO 80127 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Janus Henderson Investors Us Llc Denver CO 06/2021 05/2023
Janus Henderson Distributors Us Llc Denver CO 06/2021 05/2023
Big Ticket Sports Littleton CO 05/2019 08/2019
University Of Arizona Tucson AZ 08/2015 05/2019
Hire Connections Denver CO 10/2019 06/2021
Whipplewood Advisors, Llc Littleton CO 06/2023 Present
  • 06/2021 → 05/2023
    Janus Henderson Investors Us Llc
    Denver, CO
  • 06/2021 → 05/2023
    Janus Henderson Distributors Us Llc
    Denver, CO
  • 05/2019 → 08/2019
    Big Ticket Sports
    Littleton, CO
  • 08/2015 → 05/2019
    University Of Arizona
    Tucson, AZ
  • 10/2019 → 06/2021
    Hire Connections
    Denver, CO
  • 06/2023 → Present
    Whipplewood Advisors, Llc
    Littleton, CO
Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2024-04-02
  • S65 Uniform Investment Adviser Law Examination
    2024-04-02

View on SEC IAPD

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