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275 Wyman Street Suite 400, Waltham, MA 02451-1200 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| IN | RA | APPROVED | 2025-12-11 |
| TX | RA | APPROVED | 2025-12-11 |
Branch Locations
12900 N. Meridian Street Suite 130, Carmel, IN 46032 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Ameriprise Financial Services, Llc | Houston | TX | 10/2019 | 12/2025 |
| Urick Concessions | Carmel | IN | 07/2013 | 09/2019 |
| Coverstar Central | Indianapolis | IN | 05/2018 | 08/2018 |
| Commonwealth Financial Network | Waltham | MA | 12/2025 | Present |
| Oaktree Financial Advisors, Inc. | Carmel | IN | 12/2025 | Present |
Fixed insurance sales; as of 12/08/2025; 1% of time spent during business hours; Conducted at branch location; Investment related.
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2021-01-16 |
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