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One North Jefferson Avenue Mail Code: H0004-05E, St. Louis, MO 63103-2205 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| CO | RA | APPROVED | 2024-07-08 |
Branch Locations
598 Summit Blvd, Broomfield, CO 80021 • United States
3490 Youngfield St, Wheat Ridge, CO 80033 • United States
1700 Lincoln St 10Th & 11Th Fls [Ma/Md-Rbo], Denver, CO 80203 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Jp Morgan Securities, Llc | Lexington | KY | 10/2019 | 08/2020 |
| Jpmorgan Chase Bank, N.A. | Lexington | KY | 10/2019 | 08/2020 |
| University Of Kentucky | Lexington | KY | 08/2016 | 05/2019 |
| Papa's John's International Inc. | Lexington | KY | 01/2018 | 05/2018 |
| Jp Morgan Chase, N.A. | Lexington | KY | 10/2018 | 10/2019 |
| Merrill Lynch, Pierce, Fenner & Smith Incorporated | San Francisco | CA | 10/2020 | 04/2022 |
| Wells Fargo Clearing Services, Llc | Wheat Ridge | CO | 04/2024 | Present |
| Wells Fargo Bank, Na | Wheat Ridge | CO | 04/2024 | Present |
| Jpmorgan Chase | Denver | CO | 04/2022 | 10/2022 |
| Gutcheck, A Toluna Company | Denver | CO | 10/2022 | 04/2024 |
DEVELOPING NEPAL, INV RELATED, LEXINGTON, KY, TREASURER, START 8/21/2018, 2 HOURS PER QUARTER, ZERO HOURS DURING TRADING, MONITORING DONTATIONS AND VOTING ON PROJECTS TO BE FUNDED.
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2024-07-05 |
| S63 | Uniform Securities Agent State Law Examination | 2019-12-17 |
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