Michael S Roccisano

600 Portland Avenue South, Minneapolis, MN 55415 • United States

Current Registrations

Authority	Category	Status	Date
DC	RA	APPROVED	2025-10-20
OK	RA	APPROVED	2025-10-20
TX	RA	APPROVED	2025-10-17
CA	RA	APPROVED	2025-10-09

Branch Locations

Indio, CA • United States

No disclosure categories reported as “Yes” on this SEC record.

Organization	City	State	From	To
Edward Jones	St Louis	MO	11/2019	11/2022
Wells Fargo Bank	Palm Springs	CA	02/2019	10/2019
Unemployed	La Quinta	CA	12/2018	02/2019
Pacific Premier Bank	Palm Desert	CA	01/2014	11/2018
Merrill Lynch, Pierce, Fenner & Smith Incorporated	Rancho Mirage	CA	12/2022	08/2024
Bank Of America, N.A.	Rancho Mirage	CA	01/2023	08/2024
Thrivent Investment Management Inc	Minnepolis	MN	10/2025	Present
Thrivent Financial	Appleton	WI	10/2025	Present
Unemployed	Indio	CA	09/2024	04/2025
Uber	Palm Springs	CA	04/2025	10/2025

11/2019 → 11/2022

Edward Jones

St Louis, MO
02/2019 → 10/2019

Wells Fargo Bank

Palm Springs, CA
12/2018 → 02/2019

Unemployed

La Quinta, CA
01/2014 → 11/2018

Pacific Premier Bank

Palm Desert, CA
12/2022 → 08/2024

Merrill Lynch, Pierce, Fenner & Smith Incorporated

Rancho Mirage, CA
01/2023 → 08/2024

Bank Of America, N.A.

Rancho Mirage, CA
10/2025 → Present

Thrivent Investment Management Inc

Minnepolis, MN
10/2025 → Present

Thrivent Financial

Appleton, WI
09/2024 → 04/2025

Unemployed

Indio, CA
04/2025 → 10/2025

Uber

Palm Springs, CA

Code	Exam	Date
S66	Uniform Combined State Law Examination	2020-02-19

Other Firms