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501 N Broadway, St Louis, MO 63102 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED | 2019-10-10 |
Branch Locations
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Ubs Financial Services Inc | Bend | OR | 07/2011 | 10/2019 |
| Stifel Nicolaus & Co Inc | Bend | OR | 10/2019 | Present |
1. Fleck Ranch & Farm Services, LLC (d.b.a. Fleck Ranch); 19575 Dayton Road Bend OR 97703; Personal Hobby Ranch and Farm for raising cattle and growing agricultural products; Managing Member and owner along with my wife Ann, who is also a member of the LLC; Run/manage personal hobby ranch and farm. Raise 2-4 head of cattle per year and grow vegetables; 02/01/2024; 10.00hrs/week; Not during securities trading hours; Not Investment-Related 2. Fleck Rentals, LLC; 19575 Dayton Road Bend OR 97703; We will be renting our Redmond, OR house beginning in February 2024 after we move into our new Ranch property; Member/owner. My wife, Ann Fleck will be the managing member for this entity; Help Ann manage funds for Rental property. This entity will only own and manage 1 long term rental home; 02/01/2024; 0.00hrs/day; Not during securities trading hours; Investment-Related
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2005-07-13 |
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