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711 High Street, Des Moines, IA 50392 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| NY | RA | APPROVED | 2021-06-30 |
Branch Locations
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Orange Theory Fitness | Latham | NY | 07/2017 | 02/2019 |
| Stewart'S Shops | Ballston Spa | NY | 06/2017 | 09/2017 |
| Morton'S The Steakhouse | Saratoga Springs | NY | 06/2016 | 09/2016 |
| Siena College | Albany | NY | 09/2015 | 05/2019 |
| Axa Advisors, Llc | New York | NY | 10/2019 | 12/2019 |
| Unemployed | Gansevoort | NY | 05/2019 | 10/2019 |
| Principal Life Insurance Company | Latham | NY | 12/2019 | Present |
| Principal Securities Inc | Latham | NY | 12/2019 | Present |
| Union Financial | Latham | NY | 04/2021 | 05/2022 |
***Fixed Insurance; Not Investment Related; Latham, NY; Agent; Fixed Life, Annuity, DI, Health, LTC, Medicare Supplements, Group Products; Start Date: 01/16/2020; 30 hrs per month; 30 during trading hours. ***Christian Brothers Academy - Albany; Not Investment Related; Gansevoort, NY; Coach; Freshman level head baseball coach.; Start Date: 03/01/2019; 40 hrs per month; 10 during trading hours.
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2019-10-12 |
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