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Cody Anthony Wise

Wells Fargo Clearing Services, LLC

Greenwood Village, CO

Littleton, CO

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Current Employers
Wells Fargo Clearing Services, Llc

One North Jefferson Avenue Mail Code: H0004-05E, St. Louis, MO 63103-2205 • United States

Current Registrations

AuthorityCategoryStatusDate
CO RA APPROVED 2022-01-06
  • CO RA
    APPROVED
    Since 2022-01-06

Branch Locations

5613 Dtc Parkway 9Th Fl [Mb-Rbo], Greenwood Village, CO 80111 • United States

8500 W Bowles Ave, Littleton, CO 80123 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Wells Fargo Clearing Services, Llc Littleton CO 10/2019 Present
Wells Fargo Bank, Na Littleton CO 02/2013 Present
Other Businesses

RENTAL PROPERTY - DARTMOUTH; INV RELATED; LAKEWOOD, CO; RENTAL;100% OWNERSHIP; START DATE: 10/01/2025; 2 HRS PER MONTH; 0 HRS DURING TRADING;|

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2022-01-06
S63 Uniform Securities Agent State Law Examination 2020-02-21
  • S66 Uniform Combined State Law Examination
    2022-01-06
  • S63 Uniform Securities Agent State Law Examination
    2020-02-21

View on SEC IAPD

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