Joseph V Castagnola

Employer firm

Morgan Stanley CRD 149777

$1.96T regulatory AUM 416,984 advisory clients

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)
• Portfolio management (investment companies)
• Portfolio management (institutions)
• Pension consulting
• Selection of other advisers

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 07/1999 → 09/2019
  Merrill Lynch, Pierce, Fenner & Smith Incorporated
  La Jolla, CA
• 06/2011 → 09/2019
  Bank Of America,N.A.
  La Jolla, CA
• 09/2019 → Present
  Morgan Stanley
  La Jolla, CA
• 10/2019 → Present
  Morgan Stanley Private Bank, N.A
  New York, NY

Previous Registrations

• 2001-01-12 → 2019-09-16
  Merrill Lynch, Pierce, Fenner & Smith Incorporated
  La Jolla, CA
  La Jolla, CA
  Los Angeles, CA
  Palo Alto, CA

Other Businesses

*381418 - 5522 Bellevue, LLC; Investment related; Rental Property; Manager (proprietor, partner, officer, director, employee, trustee, agent); Jun 2017; During business hours: 0; After business hours: 0. *381413 - 536 Genter, LLC; Investment related ; Rental Real Estate; Manager (proprietor, partner, officer, director, employee, trustee, agent); Jul 2018; During business hours: 0; After business hours: 0. *381416 - 509 Midway, LLC; Investment related; Rental Property; Manager (proprietor, partner, officer, director, employee, trustee, agent); Jun 2017; During business hours: 0; After business hours: 0. *381409 - University of California at Davis; Investment related - No; Government / Municipality / Political; Board Member (proprietor, partner, officer, director, employee, trustee, agent); Jan 2019; During business hours: 0; After business hours: 1; Attend quarterly meetings. *387913 - Trust; Trustee/Co-Trustee (Proprietor, Partner, Officer, Director, Employee, Trustee, Agent); Dec 2010; During Business Hours: 0; After Business Hours: 0. *479346 - UC Davis Foundation; Investment related No; Davis, California; Agricultural/Horticultural, Animals, Art/Culture, Economic Assistance, Education, Environmental, Health and Welfare, Land Preservation, Medical, Social & Recreational, Sports; Board Member, Finance Committee, Investment Committee (proprietor, partner, officer, director, employee, trustee, agent); 02/2022; During business hours: 0; After business hours: 5 *682976-  3JV LLC; Investment related-Yes; San Diego, California; Real Estate; Partner (proprietor, partner, officer, director, employee, trustee, agent); 02/2026; During business hours: 0; After business hours: 0;Investor.

Exams

• S65 Uniform Investment Adviser Law Examination
  2000-11-13
• S63 Uniform Securities Agent State Law Examination
  1998-08-07

Other Names

• Joseph Castagnola
• Joseph Vincent Castagnola