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Hieu Nguyen

Equitable Advisors, LLC

Irvine, CA

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Current Employers
Equitable Advisors, Llc

1345 Avenue Of The Americas, New York, NY 10105 • United States

Current Registrations

AuthorityCategoryStatusDate
CA RA APPROVED 2026-04-07
  • CA RA
    APPROVED
    Since 2026-04-07

Branch Locations

2050 Main Street, Suite 500, Irvine, CA 92614 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Nationstar Mortgage Santa Ana CA 01/2016 05/2017
Intercontinental Capital Group Newport Beach CA 05/2017 02/2018
New American Funding Tustin CA 02/2018 07/2019
Westpac Wealth Partners Irvine CA 07/2019 09/2019
Morgan Stanley Smith Barney Llc Irvine CA 10/2019 01/2020
Morgan Stanley Smith Barney Llc Irvine CA 01/2020 03/2022
Morgan Stanley Private Bank, N.A Irvine CA 01/2020 03/2022
Massmutal Life Insurance Company Newport Beach CA 04/2024 04/2024
Mml Investors Services, Llc Newport Beach CA 03/2024 04/2024
K-V Engineering, Inc Santa Ana CA 04/2022 04/2026
Equitable Advisors, Llc New York NY 04/2026 Present
  • 01/2016 → 05/2017
    Nationstar Mortgage
    Santa Ana, CA
  • 05/2017 → 02/2018
    Intercontinental Capital Group
    Newport Beach, CA
  • 02/2018 → 07/2019
    New American Funding
    Tustin, CA
  • 07/2019 → 09/2019
    Westpac Wealth Partners
    Irvine, CA
  • 10/2019 → 01/2020
    Morgan Stanley Smith Barney Llc
    Irvine, CA
  • 01/2020 → 03/2022
    Morgan Stanley Smith Barney Llc
    Irvine, CA
  • 01/2020 → 03/2022
    Morgan Stanley Private Bank, N.A
    Irvine, CA
  • 04/2024 → 04/2024
    Massmutal Life Insurance Company
    Newport Beach, CA
  • 03/2024 → 04/2024
    Mml Investors Services, Llc
    Newport Beach, CA
  • 04/2022 → 04/2026
    K-V Engineering, Inc
    Santa Ana, CA
  • 04/2026 → Present
    Equitable Advisors, Llc
    New York, NY
Previous Registrations
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2019-12-06
  • S66 Uniform Combined State Law Examination
    2019-12-06
Other Names
  • Hugh Nguyen

View on SEC IAPD

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Other Investors

ANH THICAM NGUYEN
HAN CHEN
Wade Allen Jones
Sylvia Yoonhee Ahn
Adam Jehad Salman
Charles Edward Gallagher
KAREN LOMAS
Arvind Mehta

Other Offices

VISTA POINT ASSET MANAGEMENT LLC · IRVINE, CA
PRINCIPAL SECURITIES, INC. · IRVINE, CA
GALLAGHER FIDUCIARY ADVISORS, LLC · Irvine, CA
GALLAGHER FIDUCIARY ADVISORS, LLC · Irvine, CA
INTEGRATED WEALTH CONCEPTS LLC · IRVINE, CA
INTEGRATED WEALTH CONCEPTS LLC · IRVINE, CA
EQUITABLE ADVISORS, LLC · IRVINE, CA
VANDERBILT ADVISORY SERVICES · Irvine, CA

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