Best Investors Account Sign in

Phillip Thomas Wendt

Wells Fargo Clearing Services, LLC

San Diego, CA

San Diego, CA

Claim This Profile
Current Employers
Wells Fargo Clearing Services, Llc

One North Jefferson Avenue Mail Code: H0004-05E, St. Louis, MO 63103-2205 • United States

Current Registrations

AuthorityCategoryStatusDate
CA RA APPROVED 2020-11-19
  • CA RA
    APPROVED
    Since 2020-11-19

Branch Locations

600 W Broadway Ste 1450 One America Plaza, San Diego, CA 92101 • United States

4655 Executive Dr 10Th Fl [Vj-Rbo], San Diego, CA 92121 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Wells Fargo Clearing Services San Diego CA 10/2019 Present
Wells Fargo Bank San Diego CA 10/2019 Present
Wells Fargo Bank Irvine CA 05/2017 09/2019
Wells Fargo Bank San Diego CA 11/2014 04/2017
  • 10/2019 → Present
    Wells Fargo Clearing Services
    San Diego, CA
  • 10/2019 → Present
    Wells Fargo Bank
    San Diego, CA
  • 05/2017 → 09/2019
    Wells Fargo Bank
    Irvine, CA
  • 11/2014 → 04/2017
    Wells Fargo Bank
    San Diego, CA
Other Businesses

RENTAL PROPERTY, INV RELATED, LONG BEACH, CA, 100% OWNERSHIP WITH SPOUSE, START 1/6/2023, 5 HOURS PER MONTH, ZERO HOURS DURING TRADING.

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2021-03-18
S63 Uniform Securities Agent State Law Examination 2019-12-03
  • S66 Uniform Combined State Law Examination
    2021-03-18
  • S63 Uniform Securities Agent State Law Examination
    2019-12-03
Designations
Other Names
  • Phillip Wendt

View on SEC IAPD

Other Firms

CETERA INVESTMENT ADVISERS LLC
NORTHWESTERN MUTUAL INVESTMENT SERVICES, LLC
RBC CAPITAL MARKETS, LLC
CETERA INVESTMENT MANAGEMENT LLC
ONE CAPITAL MANAGEMENT, LLC
TRIVANT CUSTOM PORTFOLIO GROUP LLC
SILVIA MCCOLL WEALTH MANAGEMENT, LLC
RICE HALL JAMES & ASSOCIATES LLC

Other Investors

Summer Rae Pretzer
Jeffrey Raymond Dockan
Arben Qirjazi
James Grandinetti
RYAN MAUL
JAMES T FARLEY
ASHLEY LYNN TESTER
Megan Polizzi

Other Offices

CETERA INVESTMENT ADVISERS LLC · SAN DIEGO, CA
NORTHWESTERN MUTUAL INVESTMENT SERVICES, LLC · SAN DIEGO, CA
CETERA INVESTMENT ADVISERS LLC · SAN DIEGO, CA
RBC CAPITAL MARKETS, LLC · SAN DIEGO, CA
CETERA INVESTMENT MANAGEMENT LLC · SAN DIEGO, CA
CETERA INVESTMENT ADVISERS LLC · SAN DIEGO, CA
CETERA INVESTMENT ADVISERS LLC · SAN DIEGO, CA
CETERA INVESTMENT ADVISERS LLC · SAN DIEGO, CA

More in San Diego, CA

Reviews

Want to share your experience?

Sign in to leave a review
Loading reviews...

Reach out to this advisor