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David Milton Tuxhorn

LPl Financial LLC

Greensboro, NC

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Current Employers
Lpl Financial Llc

1055 Lpl Way, Fort Mill, SC 29715 • United States

Current Registrations

AuthorityCategoryStatusDate
NC RA APPROVED 2011-03-23
  • NC RA
    APPROVED
    Since 2011-03-23

Branch Locations

102 State Street, Greensboro, NC 27408 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Lpl Financial Llc Greensboro NC 03/2011 Present
Previous Registrations
  • 2007-01-03 → 2011-03-24
    Greensboro, NC
    Greensboro, NC
    Greensboro, NC
    Greensboro, NC
    St Louis, MO
    Greensboro, NC
  • 2005-08-30 → 2007-01-04
    Next Financial Group, Inc.
    Danville, VA
    Danville, VA
Other Businesses

1. 03/23/2011: Southstone Financial Resources, Inc. - Investment Related - At Reported Business Location(s) - Non-Variable Insurance DBA - Fixed insurance sales. LTC. 2. 5/19/2014: Southstone Financial - Investment Related - At Reported Business Location(s) - DBA for LPL Business (entity for LPL business). 3. 12/18/2014: Statestone Properties LLC - Investment Related - 102 State St., Greensboro, NC 27408 - Other-LLC - Started 07/13/2012 - 5 Hours Per Month During Securities Trading - BUYING A BUILDING FOR MY LPL OFFICE AND CHARGING ME RENT OF $1,200 A MONTH. 4. 12/18/2014: Southstone Financial Resources, Inc. - Investment Related - At Reported Business Location(s) - Business Entity For Tax/Investment Purposes Only - Started 12/02/2014 - 160 Hours Per Month During Securities Trading - S CORPORATION FOR TAXES FOR SOUTHSTONE FINANCIAL RESOURCES, INC. 5. 12/18/2014: Southstone Financial Resources, Inc. - Investment Related - At Reported Business Location(s) - Non-Variable Insurance - Started 12/02/2014 - 4 Hours Per Month During Securities Trading - Sale of fixed insurance and annuity products. 6. 06/03/2024 - Beach Stone LLC - Business Entity For Tax/Investment Purposes Only - Not Investment Related - Bald Head Island, NC - Start Date 03/28/2024 - 0 Hours Per Month/ During Trading 7. 06/03/2024 - Bald Head Island Stone - Business Entity For Tax/Investment Purposes Only - Not Investment Related - Bald Head Island, NC - Start Date 06/03/2024 - 0 Hours Per Month/ During Trading

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2005-08-29
  • S66 Uniform Combined State Law Examination
    2005-08-29

View on SEC IAPD

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