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1055 Lpl Way, Fort Mill, SC 29715 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| NC | RA | APPROVED | 2011-03-23 |
Branch Locations
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Lpl Financial Llc | Greensboro | NC | 03/2011 | Present |
1. 03/23/2011: Southstone Financial Resources, Inc. - Investment Related - At Reported Business Location(s) - Non-Variable Insurance DBA - Fixed insurance sales. LTC. 2. 5/19/2014: Southstone Financial - Investment Related - At Reported Business Location(s) - DBA for LPL Business (entity for LPL business). 3. 12/18/2014: Statestone Properties LLC - Investment Related - 102 State St., Greensboro, NC 27408 - Other-LLC - Started 07/13/2012 - 5 Hours Per Month During Securities Trading - BUYING A BUILDING FOR MY LPL OFFICE AND CHARGING ME RENT OF $1,200 A MONTH. 4. 12/18/2014: Southstone Financial Resources, Inc. - Investment Related - At Reported Business Location(s) - Business Entity For Tax/Investment Purposes Only - Started 12/02/2014 - 160 Hours Per Month During Securities Trading - S CORPORATION FOR TAXES FOR SOUTHSTONE FINANCIAL RESOURCES, INC. 5. 12/18/2014: Southstone Financial Resources, Inc. - Investment Related - At Reported Business Location(s) - Non-Variable Insurance - Started 12/02/2014 - 4 Hours Per Month During Securities Trading - Sale of fixed insurance and annuity products. 6. 06/03/2024 - Beach Stone LLC - Business Entity For Tax/Investment Purposes Only - Not Investment Related - Bald Head Island, NC - Start Date 03/28/2024 - 0 Hours Per Month/ During Trading 7. 06/03/2024 - Bald Head Island Stone - Business Entity For Tax/Investment Purposes Only - Not Investment Related - Bald Head Island, NC - Start Date 06/03/2024 - 0 Hours Per Month/ During Trading
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2005-08-29 |
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