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333 South Hope Street 55Th Floor, Los Angeles, CA 90071-1406 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| IN | RA | APPROVED | 2024-11-01 |
Branch Locations
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Edward Jones | Tempe | AZ | 10/2019 | 06/2020 |
| Keybank | Indianapolis | IN | 05/2018 | 08/2018 |
| Gnc | Marion | IN | 06/2015 | 02/2018 |
| Fiat Chrysler Automobiles | Kokomo | IN | 05/2017 | 08/2017 |
| Dunhams | Marion | IN | 04/2018 | 04/2018 |
| Steve's Car Wash | Marion | IN | 08/2018 | 11/2018 |
| Gnc | Marion | IN | 10/2018 | 11/2018 |
| Indiana University | Kokomo | IN | 08/2015 | 05/2019 |
| Fiat Chrysler Automobiles | Kokomo | IN | 01/2019 | 10/2019 |
| Procourse Fiduciary Advisors, Llc | Carmel | IN | 08/2020 | 11/2020 |
| Family First Life | Kokomo | IN | 01/2021 | 08/2021 |
| Charles Schwab & Co. / Charles Schwab Bank | Indianapolis | IN | 08/2021 | 10/2024 |
| Capital Group / Capital Client Group, Inc. | Carmel | IN | 10/2024 | 01/2026 |
| Capital Group / Capital Client Group, Inc. | Carmel | IN | 01/2026 | 06/2026 |
| Capital Group / Capital Client Group, Inc. | Carmel | IN | 06/2026 | Present |
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2019-12-14 |
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