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200 Vesey St., New York, NY 10281 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| MN | RA | APPROVED | 2023-05-01 |
Branch Locations
250 Nicollet Mall Suite 2000, 16Th Floor, Minneapolis, MN 55401-1931 • United States
Hopkins, MN • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Allianz Life Insurance Company Of North America | Minneapolis | MN | 04/2019 | 05/2021 |
| Luther Burnsville Hyundai | Burnsville | MN | 03/2017 | 04/2019 |
| Dakota Meadows Middle School | North Mankato | MN | 08/2015 | 03/2017 |
| Allianz Life Financial Services Llc | Minneapolis | MN | 09/2019 | 05/2021 |
| Commonwealth Financial Network | Waltham | MA | 06/2021 | 07/2022 |
| Ameriprise Financial Services, Llc | Edina | MN | 08/2022 | 11/2022 |
| Rbc Capital Markets, Llc | Minneapolis | MN | 04/2023 | Present |
| Unemployed | St. Paul | MN | 11/2022 | 04/2023 |
(1) NAME OF ENTITY: Jester Concepts (Starling) ADDRESS: 730 N Washington Ave, Minneapolis, MN 55401 INVESTMENT/NOT INVESTMENT RELATED: No BUSINESS DESCRIPTION: Restaurant CAPACITY: Employee START DATE: 04/10/2024 DUTIES: Mixing drinks and serving customers HOURS DEVOTED PER MONTH: 8-12 hours on weekends HOURS DEVOTED DURING SECURITIES HOURS PER MONTH: 0 2) NAME OF ENTITY: Liquor Boy Wine and Spirits ADDRESS: 5620 Cedar Lake Road South, St. Louis Park, MN 55416 INVESTMENT/NOT INVESTMENT RELATED: No BUSINESS DESCRIPTION: Small Private START DATE: 02.03.25 CAPACITY: Employee DUTIES: Use the cash register, stock shelves, assist guests HOURS DEVOTED PER MONTH: 1 HOURS DEVOTED DURING SECURITIES HOURS PER MONTH: 0 3) NAME OF ENTITY: City of Eden Prairie, Minnesota ADDRESS: 8080 Mitchell Road, Eden Prairie, MN 55344 INVESTMENT/NOT INVESTMENT RELATED: No BUSINESS DESCRIPTION: Government Entity/Agency START DATE: 02.03.25 CAPACITY: Employee DUTIES: Stocking shelves, assisting guests, Use of the POS system to ring up guests. HOURS DEVOTED PER MONTH: 1 HOURS DEVOTED DURING SECURITIES HOURS PER MONTH: 0 4) NAME OF ENTITY: Brother Justus Whiskey Co. ADDRESS: 3300 5th Street Northeast, Minneapolis, MN, 55418 INVESTMENT/NOT INVESTMENT RELATED: No BUSINESS DESCRIPTION: Private Company START DATE:20/03/2025 CAPACITY: Employee DUTIES: I would be a bartender and server in the cocktail room of the distillery. With this specific role, my main job duties would be serving, mixing drinks, and cleaning. HOURS DEVOTED PER MONTH: 0 - 4 Hours HOURS DEVOTED DURING SECURITIES HOURS PER MONTH: 0 - 4 Hours
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2022-10-28 |
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