Connor Williams Effinger

Lutherville, MD

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Current Employers

Morgan Stanley

2000 Westchester Avenue, Purchase, NY 10577-2530 • United States

Current Registrations

Authority	Category	Status	Date
TX	RA	APPROVED	2022-06-06
MD	RA	APPROVED	2022-05-20

TX RA
APPROVED

Since 2022-06-06
MD RA
APPROVED

Since 2022-05-20

Branch Locations

2330 West Joppa Road Suite 255, Lutherville, MD 21093 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

Regulatory action No
Criminal No
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint No
Termination No

Employment History

Organization	City	State	From	To
T. Rowe Price	Owings Mills	MD	09/2019	02/2022
Elevation Corporate Health Llc	Hunt Valley	MD	07/2014	08/2019
Morgan Stanley Smith Barney Llc	Lutherville	MD	02/2022	Present

09/2019 → 02/2022

T. Rowe Price

Owings Mills, MD
07/2014 → 08/2019

Elevation Corporate Health Llc

Hunt Valley, MD
02/2022 → Present

Morgan Stanley Smith Barney Llc

Lutherville, MD

Exams

Code	Exam	Date
S65	Uniform Investment Adviser Law Examination	2022-05-20
S63	Uniform Securities Agent State Law Examination	2020-10-23

S65 Uniform Investment Adviser Law Examination

2022-05-20
S63 Uniform Securities Agent State Law Examination

2020-10-23

View on SEC IAPD

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JANNEY MONTGOMERY SCOTT LLC

MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

WELLS FARGO CLEARING SERVICES, LLC

Other Investors

FREMONT JAMES KNITTLE

ANDREW WILLIAM SULLIVAN

R. MATTHEW WILLIAMS NOVAK

ROBERT WILMER BLACK

FRED CREGAN HILL

Other Offices

HARBOR INVESTMENT ADVISORY, LLC · LUTHERVILLE, MD

BLACK DIAMOND FINANCIAL, LLC · LUTHERVILLE, MD

CORBYN INVESTMENT MANAGEMENT INC · LUTHERVILLE, MD

SUMMIT FINANCIAL, LLC · LUTHERVILLE, MD

KESTRA ADVISORY SERVICES, LLC · Lutherville, MD

KESTRA ADVISORY SERVICES, LLC · LUTHERVILLE, MD

CORBYN INVESTMENT MANAGEMENT INC · LUTHERVILLE, MD

JANNEY MONTGOMERY SCOTT LLC · Lutherville (Greenspring), MD

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