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One Bryant Park, New York, NY 10036 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED | 2020-06-12 |
| MN | RA | APPROVED | 2020-01-08 |
Branch Locations
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| University Of Minnesota | Minneapolis | MN | 08/2017 | 05/2019 |
| Kansas State University | Manhattan | KS | 08/2013 | 05/2017 |
| Axa Advisors, Llc | New York | NY | 09/2019 | 11/2019 |
| Unemployed | Minneapolis | MN | 05/2019 | 09/2019 |
| Merrill Lynch, Pierce, Fenner & Smith Incorporated | Minneapolis | MN | 12/2019 | Present |
| Bank Of America, N.A | Minneapolis | MN | 12/2019 | Present |
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2020-01-06 |
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