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270 Park Avenue, New York, NY 10017 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| NY | RA | APPROVED | 2024-05-22 |
| TX | RA | APPROVED | 2024-05-22 |
Branch Locations
873 New Loudon Rd Ste 7, Latham, NY 12110 • United States
1 Homestead St, Albany, NY 12203 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Merrill Lynch, Pierce, Fenner & Smith Incorporated | Albany | NY | 07/2019 | 09/2021 |
| Bank Of America, N.A. | Albany | NY | 07/2019 | 09/2021 |
| Td Bank N.A. | Queensbury | NY | 12/2017 | 07/2019 |
| New Country Subaru/New Country Motor Car Group Inc | Saratoga Springs | NY | 10/2017 | 12/2017 |
| Web Scribble | Troy | NY | 09/2017 | 10/2017 |
| Enterprise Rent A Car | Manchester | NH | 07/2015 | 09/2017 |
| Citizens Securities, Inc. | Latham | NY | 09/2021 | 03/2022 |
| Merrill Lynch, Pierce, Fenner & Smith Incorporated | Charlotte | NC | 04/2022 | 05/2024 |
| Red Robin Gourmet Burgers, Inc | Saratoga Springs | NY | 05/2018 | 06/2018 |
| J.P. Morgan Securities Llc | Latham | NY | 05/2024 | Present |
| Jpmorgan Chase Bank, N.A. | Latham | NY | 05/2024 | Present |
| Bank Of America, N.A. | Saratoga Springs | NY | 04/2022 | 05/2024 |
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2020-12-16 |
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