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Candace Ward Thompson

Wells Fargo Clearing Services, LLC

Vestavia, AL

Birmingham, AL

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Current Employers
Wells Fargo Clearing Services, Llc

One North Jefferson Avenue Mail Code: H0004-05E, St. Louis, MO 63103-2205 • United States

Current Registrations

AuthorityCategoryStatusDate
AL RA APPROVED 2024-05-21
  • AL RA
    APPROVED
    Since 2024-05-21

Branch Locations

641 Montgomery Hwy, Vestavia, AL 35216 • United States

2801 Highway 280 S Ste 400 [A1-Rbo], Birmingham, AL 35223 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Bbva Securities, Inc Montgomery AL 09/2019 06/2021
Bbva Insurance Agency, Inc. Austin TX 07/2019 06/2021
Bbva Usa Birmingham AL 04/2019 06/2021
Valley Bank Montgomery AL 11/2004 03/2019
Wells Fargo Clearing Services, Llc Prattville AL 02/2024 Present
Wells Fargo Bank, Na Prattville AL 02/2024 Present
Pnc Bank Montgomery AL 06/2021 03/2023
Alabama State Employees Credit Union Montgomery AL 03/2023 01/2024
  • 09/2019 → 06/2021
    Bbva Securities, Inc
    Montgomery, AL
  • 07/2019 → 06/2021
    Bbva Insurance Agency, Inc.
    Austin, TX
  • 04/2019 → 06/2021
    Bbva Usa
    Birmingham, AL
  • 11/2004 → 03/2019
    Valley Bank
    Montgomery, AL
  • 02/2024 → Present
    Wells Fargo Clearing Services, Llc
    Prattville, AL
  • 02/2024 → Present
    Wells Fargo Bank, Na
    Prattville, AL
  • 06/2021 → 03/2023
    Pnc Bank
    Montgomery, AL
  • 03/2023 → 01/2024
    Alabama State Employees Credit Union
    Montgomery, AL
Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2024-05-20
S63 Uniform Securities Agent State Law Examination 2024-03-28
  • S65 Uniform Investment Adviser Law Examination
    2024-05-20
  • S63 Uniform Securities Agent State Law Examination
    2024-03-28
Other Names
  • Candace Ward Thompson
  • Candace Renee Ward
  • Candace Thompson
  • Candace R Thompson
  • Candace W Thompson

View on SEC IAPD

Other Firms

AMERIPRISE FINANCIAL SERVICES, LLC
RFG ADVISORY, LLC
BCR WEALTH STRATEGIES
CETERA INVESTMENT ADVISERS LLC
APPROACH RETIREMENT ADVISORS, LLC
STATE FARM INVESTMENT MANAGEMENT CORP.
PNC WEALTH MANAGEMENT LLC
LPL FINANCIAL LLC

Other Investors

ELLIS GERALD WINDLE
STEVEN MARK HUDSON
PETER DEWITT HUVER
ELDRED L BARGER
BRYAN LEE PARKER
Cassi Busby Martinez
JONATHAN RAY FOSTER
BOBBY RAY TRUST WHITE

Other Offices

AMERIPRISE FINANCIAL SERVICES, LLC · Vestavia, AL
RFG ADVISORY, LLC · VESTAVIA HILLS, AL
RFG ADVISORY, LLC · Vestavia Hills, AL
BCR WEALTH STRATEGIES · VESTAVIA, AL
CETERA INVESTMENT ADVISERS LLC · MOUNTAIN BROOK, AL
APPROACH RETIREMENT ADVISORS, LLC · BIRMINGHAM, AL
STATE FARM INVESTMENT MANAGEMENT CORP. · Vestavia, AL
PNC WEALTH MANAGEMENT LLC · CAHABA HEIGHTS, AL

More in Vestavia, AL

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