Nicole Marie Geiger

LPl Financial LLC

CRD 7173344

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Employer firm

LPl Financial LLC CRD 6413

$819B regulatory AUM 209,600 advisory clients

Reported services (Item 5G)

Financial planning
Portfolio management (individuals)
Portfolio management (institutions)
Educational seminars
CONSULTING AND OTHER NON-DISCRETIONARY ADVISORY SERVICES

From the firm’s Form ADV. Read the guides:

Current Employers

Lpl Financial Llc

1055 Lpl Way, Fort Mill, SC 29715 • United States

Current Registrations

Authority	Category	Status	Date
PA	RA	APPROVED	2023-08-08

PA RA
APPROVED

Since 2023-08-08

Branch Locations

1605 N. Cedar Crest Blvd. #515, Allentown, PA 18104-2312 • United States

Allentown, PA • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

Regulatory action No
Criminal No
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint No
Termination No

Employment History

Organization	City	State	From	To
Lpl Financial	Bethlehem	PA	08/2019	Present
Truist Bank	Allentown	PA	11/2012	08/2019

08/2019 → Present

Lpl Financial

Bethlehem, PA
11/2012 → 08/2019

Truist Bank

Allentown, PA

Other Businesses

1- 08/2019 / One Financial Services / DBA for LPL Business (entity for LPL business) / Investment Related / Bethlehem, PA

Exams

Code	Exam	Date
S66	Uniform Combined State Law Examination	2023-08-07

S66 Uniform Combined State Law Examination

2023-08-07

Other Names

Nicole Geiger
Nicole M Geiger
Nikki Geiger

View on SEC IAPD

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Nearby Investors

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Nearby Offices

LPL FINANCIAL LLC · ALLENTOWN, PA

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