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Current Employers
Lpl Financial Llc

1055 Lpl Way, Fort Mill, SC 29715 • United States

Current Registrations

AuthorityCategoryStatusDate
PA RA APPROVED 2023-08-08
  • PA RA
    APPROVED
    Since 2023-08-08

Branch Locations

1605 N. Cedar Crest Blvd. #515, Allentown, PA 18104-2312 • United States

Allentown, PA • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Lpl Financial Bethlehem PA 08/2019 Present
Truist Bank Allentown PA 11/2012 08/2019
  • 08/2019 → Present
    Lpl Financial
    Bethlehem, PA
  • 11/2012 → 08/2019
    Truist Bank
    Allentown, PA
Other Businesses

1- 08/2019 / One Financial Services / DBA for LPL Business (entity for LPL business) / Investment Related / Bethlehem, PA

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2023-08-07
  • S66 Uniform Combined State Law Examination
    2023-08-07
Other Names
  • Nicole Geiger
  • Nicole M Geiger
  • Nikki Geiger

View on SEC IAPD

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