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720 S. Colorado Blvd Suite 730-S, Denver, CO 80246 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| CO | RA | APPROVED | 2020-12-02 |
| MO | RA | APPROVED | 2019-09-17 |
Branch Locations
720 S. Colorado Blvd Suite 730-S, Denver, CO 80246 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Towle & Co | Denver | CO | 06/2018 | Present |
| Columbia Business School | New York | NY | 01/2017 | 05/2018 |
| Kinderhook Partners | Fort Lee | NJ | 05/2015 | 12/2016 |
Miller Homestead - Not investment related; 1230 S Columbine St, Denver, CO 80210 ; Family partnership operating a farm in Sycamore, IL; Vice President; start date: August 2018; 4 hours/month; 0 hours/month during trading hours. Heat Transfer Tubular Products - Investment related; 3601 Pollok Drive, Conroe, TX 77303; HTTP is a value-added distributor of tubing products used primarily in heat exchanges; Serves as a director and has an investment in the company; start date: May 2019; 2-3 hours/month; 0 hours/month during trading hours.
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2019-09-17 |
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