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One Bryant Park, New York, NY 10036 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED_RES | 2012-05-09 |
| GA | RA | APPROVED | 2012-05-08 |
Branch Locations
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Merrill Lynch, Pierce, Fenner & Smith Incorporated | Augusta | GA | 05/2012 | Present |
| Bank Of America, N.A. | Augusta | GA | 07/2012 | Present |
I*1675263FOR PROFIT OR NOT FOR PROFIT: NON-PROFIT ORGANIZATIONNAME OF OUTSIDE BUSINESS ORGANIZATION: GREATER AUGUSTA SPORTS COUNCILINVESTMENT RELATED: NADDRESS OF BUSINESS:AUGSUTA, GEORGIA 30901NATURE OF BUSINESS: CHARITABLE ORGANIZATION,POSITION, TITLE, ASSOCIATION: DIRECTOR, START DATE OF RELATIONSHIP: 1/20/2016NUMBER OF HOURS DEVOTED: 12 HOUR(S) ANNUALLYNUMBER OF HOURS DEVOTED DURING TRADING HOURS: 12DUTIES: BOARD MEMBER INVOLVED IN MAKING RECOMMENDATIONS TO THE EXECUTIVE DIRECTOR ABOUT SPORTING EVENTS AND ACTIVITIES TO ATTRACT TO THE AREA TO BENEFIT THE COMMUNITY AS A WHOLE. I*2431271, Entity Type: Entity For Profit, Name of OBA: Whit's End Hockey, LLC, Address: Evans, Georgia, 30809, Investment Related: N, Position, Title, Association: General Partner/Managing Member, Employee State Date: 05/09/2025, No Hours: 10 Monthly, No Hours during Trading: 0 Monthly, Duties: I will have full control over Whit's End Hockey, LLC and the sole purpose of Whit's End Hockey, LLC is to be a silent partner in the minor league hockey team in Augusta with no voting rights or control in said hockey team.
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2005-07-12 |
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