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1450 American Lane 6Th Floor, Suite 650, Schaumburg, IL 60173-2096 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| HI | RA | APPROVED | 2024-10-28 |
Branch Locations
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Central Pacific Bank | Honolulu | HI | 08/2019 | 05/2024 |
| Lpl Financial Llc | Honolulu | HI | 08/2019 | 05/2024 |
| First Hawaiian Bank | Honolulu | HI | 07/2017 | 08/2019 |
| Kumabehr | Honolulu | HI | 01/2017 | 07/2017 |
| University Of Hawaii At Manoa | Honolulu | HI | 07/2015 | 12/2016 |
| University Of Hawaii At Manoa | Honolulu | HI | 08/2011 | 12/2016 |
| Hawaii State Fcu | Honolulu | HI | 05/2024 | Present |
| Cetera Investment Services Llc | Honolulu | HI | 05/2024 | Present |
| Cetera Investment Advisers Llc | Honolulu | HI | 10/2024 | Present |
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2024-10-25 |
| S63 | Uniform Securities Agent State Law Examination | 2022-09-23 |
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