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1055 Lpl Way, Fort Mill, SC 29715 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED | 2025-09-02 |
Branch Locations
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Merrill Lynch, Pierce, Fenner & Smith Incorporated | Katy | TX | 05/2017 | 08/2025 |
| Bank Of America, N.A. | Katy | TX | 05/2017 | 08/2025 |
| Centro Dr. Becker | Monterrey | 08/2014 | 03/2017 | |
| Walden University | Minneapolis | MN | 09/2013 | 01/2019 |
| Houston Federal Cu | Sugar Land | TX | 09/2025 | Present |
| Lpl Financial Llc | Sugar Land | TX | 09/2025 | Present |
1. 09/02/2025 - Investment products and services are offered through LPL Financial LLC using the DBA/trade name HFCU Investment and Retirement Services - Inv Related - At reported business location(s)
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2019-11-27 |
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