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Current Employers
Principal Securities, Inc.

711 High Street, Des Moines, IA 50392 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED 2021-06-02
CA RA APPROVED 2019-11-19
  • TX RA
    APPROVED
    Since 2021-06-02
  • CA RA
    APPROVED
    Since 2019-11-19

Branch Locations

4900 California Ave Ste 120B, Bakersfield, CA 93309 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Principal Life Insurance Company Bakersfield CA 08/2019 Present
Principal Securities Incorporated Bakersfield CA 08/2019 Present
Self Employed Bakersfield CA 05/2012 08/2019
  • 08/2019 → Present
    Principal Life Insurance Company
    Bakersfield, CA
  • 08/2019 → Present
    Principal Securities Incorporated
    Bakersfield, CA
  • 05/2012 → 08/2019
    Self Employed
    Bakersfield, CA
Other Businesses

***Church of Christ (Inglesia Ni Cristo); Not Investment Related; Bakersfield, CA; Board Member; Head Deacon and member of the Leadership Group. Support resident Minister in coordinating/overseeing church functions and activities.; Start Date: 11/01/2011; 40 hrs per month; 0 during trading hours.***Fixed Insurance; Investment Related; Bakersfield, CA; Agent; Annuities, LTC, Life, Group, Health, DI; Start Date: 01/01/2020; 5 hrs per month; 5 during trading hours. FAMILY VACATION HOME POSITION: Family Vacation Home NATURE: Real Estate Rental Income INVESTMENT RELATED: Yes NUMBER OF HOURS: 5 SECURITIES TRADING HOURS: 0 START DATE: 05/26/2022 ADDRESS: 2311 Jamestown Lane, Oxnard CA 93035, United States DESCRIPTION: My wife (Marivic Cadiz) and I combined with my brother-in-law and his wife (Arnold & Mary Jane Viduya) to purchase a family vacation home in Oxnard. We intend to rent it out for short-term rentals (STR) when family is not using the home. MEDICARE POSITION: Medicare NATURE: null INVESTMENT RELATED: No NUMBER OF HOURS: 5 SECURITIES TRADING HOURS: 0 START DATE: 06/06/2022 ADDRESS: 12501 Thornwood Drive, Bakersfield CA 93311, United States DESCRIPTION: As an independent agent, I will contract/certify with third party companies to sell medicare advantage plans or supplemental plans.

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2019-11-18
  • S66 Uniform Combined State Law Examination
    2019-11-18

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