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David Thomas Kim

Ameriprise Financial Services, LLC

Honolulu , HI

Honolulu, HI

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Current Employers
Ameriprise Financial Services, Llc

901 3Rd Avenue South, Minneapolis, MN 55402 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED 2025-01-22
HI RA APPROVED 2025-01-13
  • TX RA
    APPROVED
    Since 2025-01-22
  • HI RA
    APPROVED
    Since 2025-01-13

Branch Locations

Honolulu , HI • United States

1585 Kapiolani Blvd Ste 1100, Honolulu, HI 96814-4523 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Ameriprise Financial Services, Llc Honolulu HI 05/2020 09/2024
Wells Fargo Advisors Honolulu HI 08/2019 04/2020
First Hawaiian Bank Honolulu HI 06/2017 08/2017
Honolulu City Properties Honolulu HI 04/2020 05/2020
Creighton University Omaha NE 08/2015 05/2019
Ameriprise Financial Services, Llc Honolulu HI 01/2025 Present
Unemployed Honolulu HI 10/2024 12/2024
  • 05/2020 → 09/2024
    Ameriprise Financial Services, Llc
    Honolulu, HI
  • 08/2019 → 04/2020
    Wells Fargo Advisors
    Honolulu, HI
  • 06/2017 → 08/2017
    First Hawaiian Bank
    Honolulu, HI
  • 04/2020 → 05/2020
    Honolulu City Properties
    Honolulu, HI
  • 08/2015 → 05/2019
    Creighton University
    Omaha, NE
  • 01/2025 → Present
    Ameriprise Financial Services, Llc
    Honolulu, HI
  • 10/2024 → 12/2024
    Unemployed
    Honolulu, HI
Previous Registrations
Other Businesses

Real Estate License; Yes.

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2022-07-08
  • S66 Uniform Combined State Law Examination
    2022-07-08
Other Names
  • David Kim
  • David Thomas Kim

View on SEC IAPD

Other Firms

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WEALTH ALIGNMENT PARTNERS, LLC
WELLS FARGO CLEARING SERVICES, LLC
DIVERSIFY ADVISORY SERVICES, LLC
CETERA INVESTMENT ADVISERS LLC
MML INVESTORS SERVICES, LLC
COMMONWEALTH FINANCIAL NETWORK
KINGSWOOD WEALTH ADVISORS, LLC

Other Investors

Kawika Shoji
GEORGE CHRISTIAN FLOAN HART
IAN YUEN YEE WONG
KELII JK KIAKONA
ERIC-ALLEN TSUTOMU CHING
JENNIFER LEE KUANONI
TYLER YOSHIO TAKAHATA
CHASE SANTOS

Other Offices

REGENCY CAPITAL MANAGEMENT INC. · HONOLULU, HI
WEALTH ALIGNMENT PARTNERS, LLC · HONOLULU, HI
WELLS FARGO CLEARING SERVICES, LLC · HONOLULU, HI
DIVERSIFY ADVISORY SERVICES, LLC · Honolulu, HI
DIVERSIFY ADVISORY SERVICES, LLC · HONOLULU, HI
CETERA INVESTMENT ADVISERS LLC · HONOLULU, HI
MML INVESTORS SERVICES, LLC · HONOLULU, HI
COMMONWEALTH FINANCIAL NETWORK · Honolulu, HI

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