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Richard Stanley Carroll

Tiaa-Cref Individual & Institutional Services, LLC

Charlottesville, VA

Zion Crossroads, VA

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Current Employers
Tiaa-Cref Individual & Institutional Services, Llc

730 Third Avenue, New York, NY 10017-3206 • United States

Current Registrations

AuthorityCategoryStatusDate
VA RA APPROVED 2024-10-10
  • VA RA
    APPROVED
    Since 2024-10-10

Branch Locations

650 Peter Jefferson Parkway Suite 250, Charlottesville, VA 22911 • United States

Zion Crossroads, VA • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Edward Jones St Louis MO 09/2019 09/2024
Lowe's Home Improvement Staunton VA 08/2007 03/2018
Uber Charlottesville VA 12/2018 05/2019
Lyft Charlottesville VA 12/2018 06/2019
Instacart Charlottesville VA 01/2019 03/2019
Unemployed Charlottesville VA 06/2019 09/2019
Unemployed Charlottesvile VA 03/2018 12/2018
Tiaa Charlottesville VA 10/2024 Present
Tiaa-Cref Individual & Institutional Services, Llc Charlottesville VA 10/2024 Present
  • 09/2019 → 09/2024
    Edward Jones
    St Louis, MO
  • 08/2007 → 03/2018
    Lowe's Home Improvement
    Staunton, VA
  • 12/2018 → 05/2019
    Uber
    Charlottesville, VA
  • 12/2018 → 06/2019
    Lyft
    Charlottesville, VA
  • 01/2019 → 03/2019
    Instacart
    Charlottesville, VA
  • 06/2019 → 09/2019
    Unemployed
    Charlottesville, VA
  • 03/2018 → 12/2018
    Unemployed
    Charlottesvile, VA
  • 10/2024 → Present
    Tiaa
    Charlottesville, VA
  • 10/2024 → Present
    Tiaa-Cref Individual & Institutional Services, Llc
    Charlottesville, VA
Previous Registrations
  • 2020-05-29 → 2024-09-30
    Edward Jones
    Crozet, VA
    St Louis, MO
    Charlottesville, VA
    Crozet, VA
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2020-05-28
  • S66 Uniform Combined State Law Examination
    2020-05-28

View on SEC IAPD

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