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Rigoberto Lopez

Wells Fargo Clearing Services, LLC

Colorado Springs, CO

Colorado Springs, CO

Greenwood Village, CO

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Current Employers
Wells Fargo Clearing Services, Llc

One North Jefferson Avenue Mail Code: H0004-05E, St. Louis, MO 63103-2205 • United States

Current Registrations

AuthorityCategoryStatusDate
CO RA APPROVED 2024-12-06
  • CO RA
    APPROVED
    Since 2024-12-06

Branch Locations

560 Garden Of The Gods Rd, Colorado Springs, CO 80907 • United States

5710 Constitution Ave, Colorado Springs, CO 80915 • United States

5613 Dtc Parkway 9Th Fl [Mb-Rbo], Greenwood Village, CO 80111 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Wells Fargo Clearing Services, Llc Colorado Springs CO 08/2019 Present
Wells Fargo Bank, Na Colorado Springs CO 06/2015 Present
Other Businesses

NOTARY PUBLIC, NOT INVESTMENT RELATED, STATE OF COLORADO, START DATE 10/02/2023, 30 HOURS PER MONTH, 0 DURING TRADING, NOTARIZING DOCUMENTS.

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2024-12-06
S63 Uniform Securities Agent State Law Examination 2020-01-23
  • S66 Uniform Combined State Law Examination
    2024-12-06
  • S63 Uniform Securities Agent State Law Examination
    2020-01-23
Other Names
  • Rigoberto Lopez Moncada

View on SEC IAPD

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BENJAMIN F. EDWARDS & COMPANY, INC.
OSAIC WEALTH, INC.

Other Investors

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JUSTIN BACKSTROM
JANICA JOLI GILLETTE-BACKSTROM
GARY BACKSTROM
Nicholas Dorsett
Patrick Thomas Healy
Christopher Robert Dorsett

Other Offices

LPL FINANCIAL LLC · COLORADO SPRINGS, CO
WELLS FARGO ADVISORS FINANCIAL NETWORK, LLC · COLORADO SPRINGS, CO
SEAMOUNT FINANCIAL GROUP INC · COLORADO SPRINGS, CO
UBS FINANCIAL SERVICES INC. · COLORADO SPRINGS, CO
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED · COLORADO SPRINGS, CO
NORTHWESTERN MUTUAL INVESTMENT SERVICES, LLC · COLORADO SPGS, CO
BENJAMIN F. EDWARDS & COMPANY, INC. · Colorado Springs, CO
OSAIC WEALTH, INC. · COLORADO SPRINGS, CO

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