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One North Jefferson Avenue Mail Code: H0004-05E, St. Louis, MO 63103-2205 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| MN | RA | APPROVED | 2024-10-28 |
| TX | RA | APPROVED | 2024-10-28 |
Branch Locations
90 S 7Th St 10Th & 11Th Fls, Minneapolis, MN 55402 • United States
950 E Wayzata Blvd, 2Nd Fl [Support Center], Wayzata, MN 55391 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Wells Fargo Bank, Na | Duluth | MN | 09/2016 | 04/2021 |
| Wells Fargo Clearing Services, Llc | Duluth | MN | 08/2019 | 04/2021 |
| J.P. Morgan Securities Llc | Brooklyn Park | MN | 09/2024 | 10/2024 |
| Jpmorgan Chase Bank, N.A. | Brooklyn Park | MN | 09/2024 | 10/2024 |
| Bellagala Llc | Minnetonka | MN | 03/2023 | 09/2024 |
| Fidelity Investment | St Michael | MN | 04/2021 | 01/2023 |
| Bon-Ton Stores Inc. | Duluth | MN | 03/2015 | 04/2017 |
| Stellar Realty / Stellar Management Llc | Minnetonka | MN | 07/2022 | 03/2023 |
| Wells Fargo Clearing Services, Llc | Minneapolis | MN | 10/2024 | Present |
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2021-12-30 |
| S63 | Uniform Securities Agent State Law Examination | 2019-12-19 |
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