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Current Employers
Wells Fargo Clearing Services, Llc

One North Jefferson Avenue Mail Code: H0004-05E, St. Louis, MO 63103-2205 • United States

Current Registrations

AuthorityCategoryStatusDate
MN RA APPROVED 2024-10-28
TX RA APPROVED 2024-10-28
  • MN RA
    APPROVED
    Since 2024-10-28
  • TX RA
    APPROVED
    Since 2024-10-28

Branch Locations

90 S 7Th St 10Th & 11Th Fls, Minneapolis, MN 55402 • United States

950 E Wayzata Blvd, 2Nd Fl [Support Center], Wayzata, MN 55391 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Wells Fargo Bank, Na Duluth MN 09/2016 04/2021
Wells Fargo Clearing Services, Llc Duluth MN 08/2019 04/2021
J.P. Morgan Securities Llc Brooklyn Park MN 09/2024 10/2024
Jpmorgan Chase Bank, N.A. Brooklyn Park MN 09/2024 10/2024
Bellagala Llc Minnetonka MN 03/2023 09/2024
Fidelity Investment St Michael MN 04/2021 01/2023
Bon-Ton Stores Inc. Duluth MN 03/2015 04/2017
Stellar Realty / Stellar Management Llc Minnetonka MN 07/2022 03/2023
Wells Fargo Clearing Services, Llc Minneapolis MN 10/2024 Present
  • 09/2016 → 04/2021
    Wells Fargo Bank, Na
    Duluth, MN
  • 08/2019 → 04/2021
    Duluth, MN
  • 09/2024 → 10/2024
    Brooklyn Park, MN
  • 09/2024 → 10/2024
    Jpmorgan Chase Bank, N.A.
    Brooklyn Park, MN
  • 03/2023 → 09/2024
    Bellagala Llc
    Minnetonka, MN
  • 04/2021 → 01/2023
    Fidelity Investment
    St Michael, MN
  • 03/2015 → 04/2017
    Bon-Ton Stores Inc.
    Duluth, MN
  • 07/2022 → 03/2023
    Stellar Realty / Stellar Management Llc
    Minnetonka, MN
  • 10/2024 → Present
    Minneapolis, MN
Previous Registrations
  • 2024-10-02 → 2024-10-26
    Brooklyn Park, MN
  • 2022-01-12 → 2023-01-13
    Fidelity Personal And Workplace Advisors
    St Michael, MN
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2021-12-30
S63 Uniform Securities Agent State Law Examination 2019-12-19
  • S66 Uniform Combined State Law Examination
    2021-12-30
  • S63 Uniform Securities Agent State Law Examination
    2019-12-19
Other Names
  • Lawrence Dorman
  • Lawrence Scott Dorman
  • Lawrence S Dorman

View on SEC IAPD

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