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8955 Katy Freeway Suite 200, Houston, TX 77024-1626 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| CO | RA | APPROVED | 2024-09-09 |
| TX | RA | APPROVED | 2024-09-09 |
Branch Locations
390 Interlocken Crescent, Suite 348, Broomfield, CO 80021 • United States
8955 Katy Freeway Suite 200, Houston, TX 77024-1626 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Merrill Lynch, Pierce, Fenner & Smith Incorporated | South Bend | IN | 08/2019 | 09/2024 |
| Solace Yoga Studio Llc | 511 Eagle Pass Drive | IN | 02/2010 | 12/2018 |
| Figurefit Llc | Osceola | IN | 02/2014 | Present |
| Penn Harris Madison School Corporation | Mishawaka | IN | 10/2018 | 06/2019 |
| Forest River | Goshen | IN | 05/2018 | 06/2018 |
| Bank Of America, N.A | South Bend | IN | 11/2019 | 09/2024 |
| Corda Investment Management, Llc | Houston | TX | 09/2024 | Present |
For-Profit Organization, Counter Brands, LLC, Not Investment Related, Santa Monica, California, start date of relationship: 11/21/2019, 4 hour(s) Monthly. 0 hours during trading/business hours For-Profit Organization, owner of FigureFIT LLC, not investment related, Osceola, Indiana 46561, since 2/10/2014, 2-3 hours Monthly not during trading/business hours offering online nutrition and fitness coaching. General Partner/Managing Member Microtel Leadville, located at 1201 N Poplar, Lot 1 Block 1, Leadville, Colorado, 80461, not investment related, since 01/01/2024, 2 hours monthly not during trading/business hours.
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2020-01-17 |
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