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Kevin Chen

J.P. Morgan Securities LLC

Irvine, CA

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Current Employers
J.P. Morgan Securities Llc

270 Park Avenue, New York, NY 10017 • United States

Current Registrations

AuthorityCategoryStatusDate
CA RA APPROVED 2023-09-29
TX RA APPROVED 2023-09-29
  • CA RA
    APPROVED
    Since 2023-09-29
  • TX RA
    APPROVED
    Since 2023-09-29

Branch Locations

6460 Irvine Blvd, Irvine, CA 92620 • United States

Disclosures

1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint Yes
  • Termination No
Employment History
OrganizationCityStateFromTo
Merrill Lynch, Pierce, Fenner & Smith Incorporated Brea CA 08/2019 09/2023
Morale Agency Fullerton CA 05/2016 08/2017
Tesla Motors, Inc Pasadena CA 01/2018 03/2019
Balanced Boost, Llc. Diamond Bar CA 03/2019 08/2019
Unemployed Diamond Bar CA 09/2017 12/2017
Bank Of America, N.A. Brea CA 08/2019 09/2023
J.P. Morgan Securities Llc Irvine CA 09/2023 Present
Jpmorgan Chase Bank, N.A. Irvine CA 09/2023 Present
  • 08/2019 → 09/2023
    Merrill Lynch, Pierce, Fenner & Smith Incorporated
    Brea, CA
  • 05/2016 → 08/2017
    Morale Agency
    Fullerton, CA
  • 01/2018 → 03/2019
    Tesla Motors, Inc
    Pasadena, CA
  • 03/2019 → 08/2019
    Balanced Boost, Llc.
    Diamond Bar, CA
  • 09/2017 → 12/2017
    Unemployed
    Diamond Bar, CA
  • 08/2019 → 09/2023
    Bank Of America, N.A.
    Brea, CA
  • 09/2023 → Present
    J.P. Morgan Securities Llc
    Irvine, CA
  • 09/2023 → Present
    Jpmorgan Chase Bank, N.A.
    Irvine, CA
Previous Registrations
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2019-11-27
  • S66 Uniform Combined State Law Examination
    2019-11-27

View on SEC IAPD

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