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One North Jefferson Avenue Mail Code: H0004-05E, St. Louis, MO 63103-2205 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED_RES | 2020-01-31 |
Branch Locations
4905 W Tilghman St 3Rd Fl [L3-Rbo], Allentown, PA 18104 • United States
2 disclosure categories reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Wells Fargo Clearing Services, Llc | Tampa | FL | 06/2018 | Present |
| M&T Bank | Lehighton | PA | 11/2016 | 06/2018 |
| Pencor Services | Lehighton | PA | 08/2013 | 11/2016 |
NOTARY PUBLIC, NOT INVT RELATED, ALLENTOWN, PA, NOTARY, START DATE: 11/29/23, 5 HRS PER MONTH, 1 HR DURING TRADING, NOTARY SERVICES;
| Code | Exam | Date |
|---|---|---|
| S63 | Uniform Securities Agent State Law Examination | 2020-01-02 |
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