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1295 State Street, Springfield, MA 01111-0001 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| PA | RA | APPROVED | 2024-07-16 |
| TX | RA | APPROVED | 2024-07-16 |
Branch Locations
4905 Tilghman Street Suite 200, Allentown, PA 18104 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| The Vanguard Group, Inc. | Malvern | PA | 09/2019 | 04/2023 |
| Legal Communications Group | Warminster | PA | 01/2019 | 07/2019 |
| Xl Catlin | Exton | PA | 06/2018 | 08/2018 |
| Hollister Co. | North Wales | PA | 05/2017 | 08/2017 |
| Shippensburg University | Shippensburg | PA | 08/2017 | 12/2018 |
| Montgomery County Community College | Blue Bell | PA | 01/2017 | 05/2017 |
| James Madison University | Harrisonburg | VA | 08/2014 | 12/2016 |
| Edward Jones | St Louis | MO | 04/2023 | 06/2024 |
| Mass Mutual Life Insurance Company | Allentown | PA | 07/2024 | Present |
| Mml Investors Services Llc | Allentown | PA | 07/2024 | Present |
NAME: ANDREW THOMAS JOHNSON INV REL: Y ADD: RESIDENTIAL NATURE: SIMPLE RENTAL PROPERTY POSITION: LANDLORD START DATE: 06/01/2024 No. HR/MO: 1. No. HR/MO DURING SEC TRADING: 0. DESCRIBE DUTIES: PAY BILLS AND HOME MAINTANCE.
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2023-06-16 |
| S63 | Uniform Securities Agent State Law Examination | 2019-11-07 |
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