Deborah Ann Gottlick

Rbc Capital Markets, LLC

Hunt Valley, MD

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Current Employers

Rbc Capital Markets, Llc

200 Vesey St., New York, NY 10281 • United States

Current Registrations

Authority	Category	Status	Date
VI	RA	APPROVED	2025-11-03
TX	RA	APPROVED	2025-10-31
MD	RA	APPROVED	2025-10-27

VI RA
APPROVED

Since 2025-11-03
TX RA
APPROVED

Since 2025-10-31
MD RA
APPROVED

Since 2025-10-27

Branch Locations

225 Schilling Circle Suite 250, Hunt Valley, MD 21031-1125 • United States

Finksburg, MD • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

Regulatory action No
Criminal No
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint No
Termination No

Employment History

Organization	City	State	From	To
Wells Fargo Bank, Na	Eldersburg	MD	02/2014	05/2021
Wells Fargo Clearing Services, Llc	Eldersburg	MD	08/2019	05/2021
Wells Fargo Clearing Services, Llc	Westminster	MD	09/2021	02/2022
Wells Fargo Bank, Na	Westminster	MD	02/2014	06/2022
Wells Fargo Clearing Services, Llc	Columbia	MD	06/2022	10/2025
Rbc Capital Markets, Llc	Hunt Valley	MD	10/2025	Present

02/2014 → 05/2021

Wells Fargo Bank, Na

Eldersburg, MD
08/2019 → 05/2021

Wells Fargo Clearing Services, Llc

Eldersburg, MD
09/2021 → 02/2022

Wells Fargo Clearing Services, Llc

Westminster, MD
02/2014 → 06/2022

Wells Fargo Bank, Na

Westminster, MD
06/2022 → 10/2025

Wells Fargo Clearing Services, Llc

Columbia, MD
10/2025 → Present

Rbc Capital Markets, Llc

Hunt Valley, MD

Previous Registrations

2023-11-28 → 2025-10-27

Wells Fargo Clearing Services, Llc

Hunt Valley, MD

Columbia, MD

Lutherville, MD

Cockeysville, MD

Exams

Code	Exam	Date
S66	Uniform Combined State Law Examination	2023-11-27
S63	Uniform Securities Agent State Law Examination	2020-02-10

S66 Uniform Combined State Law Examination

2023-11-27
S63 Uniform Securities Agent State Law Examination

2020-02-10

Other Names

Deborah Ann Gottlick
Deborah A Gottlick
Debbie Gottlick
Deborah Gottlick
Debbie A Gottlick
Debbie Ann Gottlick

View on SEC IAPD

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Cristina Polvinale Kothari

JOHN LUKE CHARLTON

Other Offices

BAY HARBOR WEALTH MANAGEMENT, LLC · HUNT VALLEY, MD

ABS CAPITAL PARTNERS, INC. · HUNT VALLEY, MD

GROFF WEALTH MANAGEMENT · HUNT VALLEY, MD

MONUMENTAL WEALTH, LLC · HUNT VALLEY, MD

BUSH RIVER TRUST, LLC · HUNT VALLEY, MD

OSAIC WEALTH, INC. · HUNT VALLEY, MD

INDEPENDENT FINANCIAL PARTNERS · Hunt Valley, MD

AE WEALTH MANAGEMENT, LLC · Hunt Valley, MD

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