Deborah Ann Gottlick

Employer firm

Rbc Capital Markets, LLC CRD 31194

$310B regulatory AUM 1,893 advisory clients

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)
• Portfolio management (pooled vehicles)
• Portfolio management (institutions)
• Pension consulting
• Selection of other advisers

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 02/2014 → 05/2021
  Wells Fargo Bank, Na
  Eldersburg, MD
• 08/2019 → 05/2021
  Wells Fargo Clearing Services, Llc
  Eldersburg, MD
• 09/2021 → 02/2022
  Wells Fargo Clearing Services, Llc
  Westminster, MD
• 02/2014 → 06/2022
  Wells Fargo Bank, Na
  Westminster, MD
• 06/2022 → 10/2025
  Wells Fargo Clearing Services, Llc
  Columbia, MD
• 10/2025 → Present
  Rbc Capital Markets, Llc
  Hunt Valley, MD

Previous Registrations

• 2023-11-28 → 2025-10-27
  Wells Fargo Clearing Services, Llc
  Hunt Valley, MD
  Columbia, MD
  Lutherville, MD
  Cockeysville, MD

Exams

• S66 Uniform Combined State Law Examination
  2023-11-27
• S63 Uniform Securities Agent State Law Examination
  2020-02-10

Other Names

• Deborah Ann Gottlick
• Deborah A Gottlick
• Debbie Gottlick
• Deborah Gottlick
• Debbie A Gottlick
• Debbie Ann Gottlick