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Current Employers
Cetera Investment Advisers Llc

1450 American Lane 6Th Floor, Suite 650, Schaumburg, IL 60173-2096 • United States

Current Registrations

AuthorityCategoryStatusDate
CT RA APPROVED 2023-06-29
  • CT RA
    APPROVED
    Since 2023-06-29

Branch Locations

18 N Main St Ste 3G, West Hartford, CT 06107 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Shiman Partners Llc West Hartford CT 07/2019 Present
Homemaker Canton CT 06/2017 07/2019
Bny Mellon Asset Management Boston MA 06/2011 06/2017
Cetera Advisor Networks El Segundo CA 07/2019 06/2020
Cetera Wealth Services, Llc El Segundo CA 06/2020 Present
Cetera Investment Advisers Llc Schaumburg IL 06/2023 Present
  • 07/2019 → Present
    Shiman Partners Llc
    West Hartford, CT
  • 06/2017 → 07/2019
    Homemaker
    Canton, CT
  • 06/2011 → 06/2017
    Bny Mellon Asset Management
    Boston, MA
  • 07/2019 → 06/2020
    Cetera Advisor Networks
    El Segundo, CA
  • 06/2020 → Present
    Cetera Wealth Services, Llc
    El Segundo, CA
  • 06/2023 → Present
    Schaumburg, IL
Other Businesses

1. NAME OF OTHER BUSINESS: GAUVO STUDIOS LLC; INVESTMENT RELATED: NO; ADDRESS: SAME AS RESIDENTIAL ADDRESS; NATURE OF BUSINESS: VOICE OVER SERVICES; START DATE: 01/2019; POSITION/TITLE/RELATIONSHIP: PART OWNER / NO TITLE; APX NUMBER OF HOURS PER WEEK: 0-1; APX NUMBER OF HOURS DURING TRADING HOURS: NONE; BRIEF DESCRIPTION OF DUTIES: INCOME AND EXPENSE RECORD KEEPING; 2. NAME OF OTHER BUSINESS: SHIMAN PARTNERS LLC; INVESTMENT RELATED: YES; ADDRESS: SAME AS REGISTERED LOCATION; NATURE OF BUSINESS: FINANCIAL SERVICES; START DATE: 07/2019; POSITION/TITLE/RELATIONSHIP: OPERATIONS & COMMUNICATIONS MANAGER; APX NUMBER OF HOURS PER WEEK: 35-40; APX NUMBER OF HOURS DURING TRADING HOURS: 32.5; BRIEF DESCRIPTION OF DUTIES: OPERATIONS, COMMUNICATIONS, AND GENERAL OFFICE MANAGEMENT SERVICES FOR JOE SHIMAN; 3. NAME OF OTHER BUSINESS: FIXED INSURANCE WITH VARIOUS COMPANIES INVESTMENT RELATED: YES ADDRESS: SAME AS REGISTERED LOCATION NATURE OF BUSINESS: FIXED INSURANCE START DATE: 03/2021 APX NUMBER OF HOURS PER WEEK: VARIES APX NUMBER OF HOURS DURING TRADING HOURS: VARIES POSITION/TITLE/RELATIONSHIP: INSURANCE AGENT BRIEF DESCRIPTION OF DUTIES: SELLS LIFE, HEALTH, DISABILITY, ANNUITIES AND LONG-TERM CARE 4. NAME OF OTHER BUSINESS: CANTON LITTLE LEAGUE; INVESTMENT RELATED: NO; ADDRESS: 64 ELLSWORTH LANE, CANTON, CT 06019; NATURE OF BUSINESS: BOARD; START DATE: 11/2025; POSITION/TITLE/RELATIONSHIP: TREASURER; APX NUMBER OF HOURS PER WEEK: 1; APX NUMBER OF HOURS DURING TRADING HOURS: 0; BRIEF DESCRIPTION OF DUTIES: HELP THE BOARD PREPARE AN ANNUAL BUDGET, TRACK REVENUE AND EXPENSES, SUBMIT ANNUAL FINANCIAL FILINGS TO LITTLE LEAGUE OFFICE, MAINTAIN AND RECONCILE BANK ACCOUNTS, PAY LEAGUE EXPENSES APPROVED BY THE BOARD, SUBMIT ANNUAL TAX RETURN TO IRS;

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2020-11-16
  • S66 Uniform Combined State Law Examination
    2020-11-16
Other Names
  • Anna Najdzion

View on SEC IAPD

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