Best Investors
Account
Sign in
1450 American Lane 6Th Floor, Suite 650, Schaumburg, IL 60173-2096 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| CT | RA | APPROVED | 2023-06-29 |
Branch Locations
18 N Main St Ste 3G, West Hartford, CT 06107 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Shiman Partners Llc | West Hartford | CT | 07/2019 | Present |
| Homemaker | Canton | CT | 06/2017 | 07/2019 |
| Bny Mellon Asset Management | Boston | MA | 06/2011 | 06/2017 |
| Cetera Advisor Networks | El Segundo | CA | 07/2019 | 06/2020 |
| Cetera Wealth Services, Llc | El Segundo | CA | 06/2020 | Present |
| Cetera Investment Advisers Llc | Schaumburg | IL | 06/2023 | Present |
1. NAME OF OTHER BUSINESS: GAUVO STUDIOS LLC; INVESTMENT RELATED: NO; ADDRESS: SAME AS RESIDENTIAL ADDRESS; NATURE OF BUSINESS: VOICE OVER SERVICES; START DATE: 01/2019; POSITION/TITLE/RELATIONSHIP: PART OWNER / NO TITLE; APX NUMBER OF HOURS PER WEEK: 0-1; APX NUMBER OF HOURS DURING TRADING HOURS: NONE; BRIEF DESCRIPTION OF DUTIES: INCOME AND EXPENSE RECORD KEEPING; 2. NAME OF OTHER BUSINESS: SHIMAN PARTNERS LLC; INVESTMENT RELATED: YES; ADDRESS: SAME AS REGISTERED LOCATION; NATURE OF BUSINESS: FINANCIAL SERVICES; START DATE: 07/2019; POSITION/TITLE/RELATIONSHIP: OPERATIONS & COMMUNICATIONS MANAGER; APX NUMBER OF HOURS PER WEEK: 35-40; APX NUMBER OF HOURS DURING TRADING HOURS: 32.5; BRIEF DESCRIPTION OF DUTIES: OPERATIONS, COMMUNICATIONS, AND GENERAL OFFICE MANAGEMENT SERVICES FOR JOE SHIMAN; 3. NAME OF OTHER BUSINESS: FIXED INSURANCE WITH VARIOUS COMPANIES INVESTMENT RELATED: YES ADDRESS: SAME AS REGISTERED LOCATION NATURE OF BUSINESS: FIXED INSURANCE START DATE: 03/2021 APX NUMBER OF HOURS PER WEEK: VARIES APX NUMBER OF HOURS DURING TRADING HOURS: VARIES POSITION/TITLE/RELATIONSHIP: INSURANCE AGENT BRIEF DESCRIPTION OF DUTIES: SELLS LIFE, HEALTH, DISABILITY, ANNUITIES AND LONG-TERM CARE 4. NAME OF OTHER BUSINESS: CANTON LITTLE LEAGUE; INVESTMENT RELATED: NO; ADDRESS: 64 ELLSWORTH LANE, CANTON, CT 06019; NATURE OF BUSINESS: BOARD; START DATE: 11/2025; POSITION/TITLE/RELATIONSHIP: TREASURER; APX NUMBER OF HOURS PER WEEK: 1; APX NUMBER OF HOURS DURING TRADING HOURS: 0; BRIEF DESCRIPTION OF DUTIES: HELP THE BOARD PREPARE AN ANNUAL BUDGET, TRACK REVENUE AND EXPENSES, SUBMIT ANNUAL FINANCIAL FILINGS TO LITTLE LEAGUE OFFICE, MAINTAIN AND RECONCILE BANK ACCOUNTS, PAY LEAGUE EXPENSES APPROVED BY THE BOARD, SUBMIT ANNUAL TAX RETURN TO IRS;
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2020-11-16 |
Reach out to this advisor