Best Investors Account Sign in

Matias Palacio Cleland

Thornburg Investment Management Inc

Santa Fe, NM

Littleton, CO

Claim This Profile
Current Employers
Thornburg Investment Management Inc

2300 North Ridgetop Road, Santa Fe, NM 87506 • United States

Current Registrations

AuthorityCategoryStatusDate
ID RA APPROVED 2024-01-02
AZ RA APPROVED 2023-09-19
MT RA APPROVED 2023-08-28
NM RA APPROVED 2023-08-28
CO RA APPROVED 2023-08-25
UT RA APPROVED 2023-08-25
WY RA APPROVED 2023-08-25
  • ID RA
    APPROVED
    Since 2024-01-02
  • AZ RA
    APPROVED
    Since 2023-09-19
  • MT RA
    APPROVED
    Since 2023-08-28
  • NM RA
    APPROVED
    Since 2023-08-28
  • CO RA
    APPROVED
    Since 2023-08-25
  • UT RA
    APPROVED
    Since 2023-08-25
  • WY RA
    APPROVED
    Since 2023-08-25

Branch Locations

2300 North Ridgetop Road, Santa Fe, NM 87506 • United States

Littleton, CO • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Toronto Maple Leafs Toronto 08/2017 06/2018
Adirondack Thunder Glens Falls NY 07/2018 06/2019
University Of New Hampshire Durham NH 09/2013 05/2017
Natixis Investment Managers Boston MA 07/2019 06/2023
Thornburg Investment Management Inc. Santa Fe NM 06/2023 Present
Thornburg Securities Llc Santa Fe NM 06/2023 12/2024
  • 08/2017 → 06/2018
    Toronto Maple Leafs
    Toronto
  • 07/2018 → 06/2019
    Adirondack Thunder
    Glens Falls, NY
  • 09/2013 → 05/2017
    University Of New Hampshire
    Durham, NH
  • 07/2019 → 06/2023
    Natixis Investment Managers
    Boston, MA
  • 06/2023 → Present
    Thornburg Investment Management Inc.
    Santa Fe, NM
  • 06/2023 → 12/2024
    Thornburg Securities Llc
    Santa Fe, NM
Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2023-08-22
S63 Uniform Securities Agent State Law Examination 2019-10-25
  • S65 Uniform Investment Adviser Law Examination
    2023-08-22
  • S63 Uniform Securities Agent State Law Examination
    2019-10-25

View on SEC IAPD

Other Firms

WELLS FARGO CLEARING SERVICES, LLC
RAYMOND JAMES FINANCIAL SERVICES ADVISORS, INC
G. ALLEN FINANCIAL INC.
WELLS FARGO ADVISORS FINANCIAL NETWORK, LLC
EP WEALTH ADVISORS
EDWARD JONES
UBS FINANCIAL SERVICES INC.
RAYMOND JAMES & ASSOCIATES, INC.

Other Investors

LAWRENCE ELLIOT SCHWARTZ
ANTONIO CARLOS LOPEZ
ROBERT CALDER STACK
BRUCE HOWARD GALPERT
JESSICA LEIGH MARLOWE
QUENTIN JOHN HEFFRON
JOHN BARRY GERST
JILL MARIE ENLOE

Other Offices

WELLS FARGO CLEARING SERVICES, LLC · SANTA FE, NM
RAYMOND JAMES FINANCIAL SERVICES ADVISORS, INC · SANTA FE, NM
G. ALLEN FINANCIAL INC. · SANTA FE, NM
WELLS FARGO ADVISORS FINANCIAL NETWORK, LLC · SANTA FE, NM
EP WEALTH ADVISORS · Santa Fe, NM
EDWARD JONES · SANTA FE, NM
UBS FINANCIAL SERVICES INC. · SANTA FE, NM
RAYMOND JAMES & ASSOCIATES, INC. · SANTA FE, NM

More in Santa Fe, NM

Reviews

Want to share your experience?

Sign in to leave a review
Loading reviews...

Reach out to this advisor