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Current Employers
Raymond James & Associates, Inc.

880 Carillon Parkway, St. Petersburg, FL 33716 • United States

Current Registrations

AuthorityCategoryStatusDate
CO RA APPROVED 2026-01-22
  • CO RA
    APPROVED
    Since 2026-01-22

Branch Locations

102 North Cascade Suite 350, Colorado Springs, CO 80903 • United States

Disclosures

1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

  • Regulatory action No
  • Criminal No
  • Bankruptcy Yes
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Raymond James & Associates Colorado Springs CO 08/2019 09/2025
Raymond James & Associates Colorado Springs CO 09/2025 Present
Unemployed Colorado Springs CO 07/2019 07/2019
Woodforest National Bank Sherman TX 10/2018 06/2019
Bank Of America Corp. Plano TX 08/2010 10/2018
  • 08/2019 → 09/2025
    Raymond James & Associates
    Colorado Springs, CO
  • 09/2025 → Present
    Raymond James & Associates
    Colorado Springs, CO
  • 07/2019 → 07/2019
    Unemployed
    Colorado Springs, CO
  • 10/2018 → 06/2019
    Woodforest National Bank
    Sherman, TX
  • 08/2010 → 10/2018
    Bank Of America Corp.
    Plano, TX
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2026-01-21
  • S66 Uniform Combined State Law Examination
    2026-01-21

View on SEC IAPD

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