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333 South Hope Street 55Th Floor, Los Angeles, CA 90071-1406 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| IN | RA | APPROVED | 2024-07-11 |
Branch Locations
12711 N. Meridian Street, Carmel, IN 46032 • United States
Indianapolis, IN • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Capital Group / American Funds Distributors, Inc. | Carmel | IN | 03/2024 | 05/2025 |
| Capital Group / American Funds Distributors, Inc. | Carmel | IN | 07/2022 | 03/2024 |
| Schwans Consumer Brands | Shelbyville | KY | 01/2016 | 06/2019 |
| Capital Group / American Funds Service | Carmel | IN | 07/2019 | 07/2022 |
| Commonwealth Credit Untion | Frankfort | KY | 06/2016 | 07/2019 |
| University Of Louisville | Louisville | KY | 08/2014 | 04/2019 |
| Capital Client Group, Inc. | Carmel | IN | 05/2025 | Present |
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2024-07-11 |
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