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Current Employers
Capital Client Group, Inc.

333 South Hope Street 55Th Floor, Los Angeles, CA 90071-1406 • United States

Current Registrations

AuthorityCategoryStatusDate
IN RA APPROVED 2024-07-11
  • IN RA
    APPROVED
    Since 2024-07-11

Branch Locations

12711 N. Meridian Street, Carmel, IN 46032 • United States

Indianapolis, IN • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Capital Group / American Funds Distributors, Inc. Carmel IN 03/2024 05/2025
Capital Group / American Funds Distributors, Inc. Carmel IN 07/2022 03/2024
Schwans Consumer Brands Shelbyville KY 01/2016 06/2019
Capital Group / American Funds Service Carmel IN 07/2019 07/2022
Commonwealth Credit Untion Frankfort KY 06/2016 07/2019
University Of Louisville Louisville KY 08/2014 04/2019
Capital Client Group, Inc. Carmel IN 05/2025 Present
  • 03/2024 → 05/2025
    Capital Group / American Funds Distributors, Inc.
    Carmel, IN
  • 07/2022 → 03/2024
    Capital Group / American Funds Distributors, Inc.
    Carmel, IN
  • 01/2016 → 06/2019
    Schwans Consumer Brands
    Shelbyville, KY
  • 07/2019 → 07/2022
    Capital Group / American Funds Service
    Carmel, IN
  • 06/2016 → 07/2019
    Commonwealth Credit Untion
    Frankfort, KY
  • 08/2014 → 04/2019
    University Of Louisville
    Louisville, KY
  • 05/2025 → Present
    Carmel, IN
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2024-07-11
  • S66 Uniform Combined State Law Examination
    2024-07-11
Other Names
  • Mike Gilpatrick

View on SEC IAPD

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