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Current Employers
Tiaa-Cref Individual & Institutional Services, Llc

730 Third Avenue, New York, NY 10017-3206 • United States

Current Registrations

AuthorityCategoryStatusDate
VT RA APPROVED 2025-08-25
AL RA APPROVED 2025-08-15
TX RA APPROVED 2025-08-15
OR RA APPROVED 2024-11-13
  • VT RA
    APPROVED
    Since 2025-08-25
  • AL RA
    APPROVED
    Since 2025-08-15
  • TX RA
    APPROVED
    Since 2025-08-15
  • OR RA
    APPROVED
    Since 2024-11-13

Branch Locations

Columbia Business Center 9900 Sw Greenburg Rd, Suite 130, Portland, OR 97223 • United States

Portland, OR • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Merrill Lynch, Pierce, Fenner & Smith Incorporated Portland OR 07/2019 10/2024
Geeks Who Drink Portland OR 08/2017 04/2024
Unemployed Portland OR 12/2018 06/2019
Knute For Governor Tualatin OR 08/2018 11/2018
Us Bank Portland OR 12/2016 07/2018
Unemployed Portland OR 09/2016 11/2016
Bank Of America, N.A. Portland OR 07/2019 10/2024
Tiaa Portland OR 10/2024 Present
Tiaa-Cref Individual & Institutional Services, Llc Portland OR 10/2024 Present
Previous Registrations
Other Businesses

Name: The Rational Republican Position: Podcast host Nature: I host a podcast that discusses current campaigns and issues in Oregon. It is strictly a hobby; I do not receive any compensation for the show and will not at any point in the future. I also do not present myself as an investment professional, discuss investments or markets, and do not my fill-time employer. Investment Related: No Hours: 2 Securities Trading Hours: 0 Start Date: 12/17/2018 Address: Home Address, Portland OR 97206, United States Description: host discussions

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2019-11-01
  • S66 Uniform Combined State Law Examination
    2019-11-01
Other Names
  • Nick Daniel Prelosky
  • Nicholas Prelosky
  • Nicholas Daniel Prelosky

View on SEC IAPD

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