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Current Employers
Financial Management Network Inc

26041 Acero, Mission Viejo, CA 92691 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED_RES 2023-04-27
CA RA APPROVED 2020-09-28
  • TX RA
    APPROVED_RES
    Since 2023-04-27
  • CA RA
    APPROVED
    Since 2020-09-28

Branch Locations

26041 Acero, Mission Viejo, CA 92691 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Fmn Capital Corporation Mission Viejo CA 07/2020 Present
Fmn Capital Corporation Mission Viejo CA 08/2019 Present
University Of Redlands Redlands CA 09/2015 05/2019
Financial Management Network, Inc. Mission Viejo CA 09/2020 Present
  • 07/2020 → Present
    Fmn Capital Corporation
    Mission Viejo, CA
  • 08/2019 → Present
    Fmn Capital Corporation
    Mission Viejo, CA
  • 09/2015 → 05/2019
    University Of Redlands
    Redlands, CA
  • 09/2020 → Present
    Mission Viejo, CA
Other Businesses

09/2020- Investment Adviser; Financial Management Network, Mission Viejo CA; investment related;10 hours per week during trading hours APPOINTED AGENT OF VARIOUS INSURANCE COMPANIES CA INSURANCE LICENSE - LIFE/HEALTH/VARIABLE PRODUCTS 06/2024- personal S corp; owner; CA; created for 1099 income 01/2024- Financial Planning Association; CA: membership committee & study group leader; not investment related; 4 hrs per month 06/2025 - Ladera-Rancho Chamber of Commerce Membership; investment-related - no; nature of the other business - Chamber of Commerce Networking, possible community service; position - Member; the approximate number of hours/month you devote to the other business - 1-2 hours per week; 01/2026- Financial Planning Association FPA Orange County Chapter; CA; President; not investment related; 2-3 hrs per week

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2020-09-24
  • S66 Uniform Combined State Law Examination
    2020-09-24
Designations

View on SEC IAPD

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