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26041 Acero, Mission Viejo, CA 92691 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED_RES | 2023-04-27 |
| CA | RA | APPROVED | 2020-09-28 |
Branch Locations
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Fmn Capital Corporation | Mission Viejo | CA | 07/2020 | Present |
| Fmn Capital Corporation | Mission Viejo | CA | 08/2019 | Present |
| University Of Redlands | Redlands | CA | 09/2015 | 05/2019 |
| Financial Management Network, Inc. | Mission Viejo | CA | 09/2020 | Present |
09/2020- Investment Adviser; Financial Management Network, Mission Viejo CA; investment related;10 hours per week during trading hours APPOINTED AGENT OF VARIOUS INSURANCE COMPANIES CA INSURANCE LICENSE - LIFE/HEALTH/VARIABLE PRODUCTS 06/2024- personal S corp; owner; CA; created for 1099 income 01/2024- Financial Planning Association; CA: membership committee & study group leader; not investment related; 4 hrs per month 06/2025 - Ladera-Rancho Chamber of Commerce Membership; investment-related - no; nature of the other business - Chamber of Commerce Networking, possible community service; position - Member; the approximate number of hours/month you devote to the other business - 1-2 hours per week; 01/2026- Financial Planning Association FPA Orange County Chapter; CA; President; not investment related; 2-3 hrs per week
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2020-09-24 |
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