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Brooks E. Nelson

J.P. Morgan Securities LLC

The Woodlands, TX

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Current Employers
J.P. Morgan Securities Llc

270 Park Avenue, New York, NY 10017 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED 2022-07-18
  • TX RA
    APPROVED
    Since 2022-07-18

Branch Locations

4755 West Panther Creek Drive, The Woodlands, TX 77381 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Jpmorgan Chase Bank, N.A. The Woodlands TX 07/2019 Present
J.P. Morgan Securities Llc The Woodlands TX 07/2019 Present
Us Air Force (Active Duty) Barksdale Afb LA 07/2014 12/2017
Unemployed Houston TX 01/2018 07/2019
  • 07/2019 → Present
    Jpmorgan Chase Bank, N.A.
    The Woodlands, TX
  • 07/2019 → Present
    J.P. Morgan Securities Llc
    The Woodlands, TX
  • 07/2014 → 12/2017
    Us Air Force (Active Duty)
    Barksdale Afb, LA
  • 01/2018 → 07/2019
    Unemployed
    Houston, TX
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2021-11-10
S63 Uniform Securities Agent State Law Examination 2019-09-09
  • S66 Uniform Combined State Law Examination
    2021-11-10
  • S63 Uniform Securities Agent State Law Examination
    2019-09-09
Other Names
  • Brooks E Nelson
  • Brooks Emory Nelson

View on SEC IAPD

Other Firms

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J. W. COLE ADVISORS, INC.
RAYMOND JAMES FINANCIAL SERVICES ADVISORS, INC
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STATE FARM INVESTMENT MANAGEMENT CORP.
ALLSTATE FINANCIAL ADVISORS, LLC
PFS INVESTMENTS INC.

Other Investors

DANIEL CORAL GOODWIN
Jeffrey Douglas Hackett
KRISTIN LEE SANDERS
JENNIFER JOYCE CHACHERE
LEISL MAJ DODSON
THOMAS JAMES HAYES
JAMES ALBERT MAHDAK
SUSAN MARIE HILL

Other Offices

PROVIDENT WEALTH ADVISORS, LLC · THE WOODLANDS, TX
AMERIPRISE FINANCIAL SERVICES, LLC · THE WOODLANDS, TX
J. W. COLE ADVISORS, INC. · THE WOODLANDS, TX
RAYMOND JAMES FINANCIAL SERVICES ADVISORS, INC · The Woodlands, TX
AMERIPRISE FINANCIAL SERVICES, LLC · The Woodlands, TX
ROSSBY FINANCIAL, LLC · The Woodlands, TX
STATE FARM INVESTMENT MANAGEMENT CORP. · The Woodlands, TX
ALLSTATE FINANCIAL ADVISORS, LLC · Spring, TX

More in The Woodlands, TX

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